Image encoding method and apparatus and image decoding method and apparatus

ABSTRACT

Methods and apparatuses for image encoding and image decoding are provided. The image decoding method includes: obtaining deep neural network (DNN) update permission information indicating whether one or more pieces of DNN setting information are updated; based on the DNN update permission information indicating that the one or more pieces of the DNN setting information are updated, obtaining DNN update information necessary for determining one or more pieces of the DNN setting information that are updated; determining the one or more pieces of the updated DNN setting information according to the DNN update information; and obtaining a third image by performing artificial intelligence (AI) up-scaling on a second image according to the one or more pieces of the updated DNN setting information.

CROSS-REFERENCE TO RELATED APPLICATION

This application is a continuation of U.S. patent application Ser. No.17/081,364, filed on Oct. 27, 2020, in the U.S. Patent and TrademarkOffice, which is based on and claims priority under 35 U.S.C. § 119 toKorean Patent Application No. 10-2019-0135604, filed on Oct. 29, 2019,in the Korean Intellectual Property Office, the disclosures of which areincorporated herein by reference in their entireties.

BACKGROUND 1. Field

The disclosure relates to the field of image processing, and moreparticularly, to apparatuses and methods for encoding and decoding animage by using a deep neural network (DNN).

2. Description of Related Art

An image is encoded using a codec conforming to a predefined datacompression standard such as a Moving Picture Expert Group (MPEG)standard, etc., and then is stored in a recording medium or transmittedthrough a communication channel in the form of a bitstream.

With the development and dissemination of hardware capable ofreproducing and storing high-resolution/high-definition images, there isan increasing need for a codec capable of effectively encoding anddecoding high-resolution/high-definition images.

SUMMARY

Methods and apparatuses for encoding and decoding an image at a lowbitrate by using a deep neural network (DNN) are provided.

Also, a computer-readable recording medium having recorded thereon aprogram for executing, on a computer, an image encoding method and animage decoding method according to an embodiment of the disclosure.

Additional aspects will be set forth in part in the description whichfollows and, in part, will be apparent from the description, or may belearned by practice of the presented embodiments of the disclosure.

According to an embodiment, there is provided an image decoding methodincluding: obtaining deep neural network (DNN) update permissioninformation indicating whether one or more pieces of DNN settinginformation are updated; based on the DNN update permission informationindicating that the one or more pieces of the DNN setting informationare updated, obtaining DNN update information necessary for determiningone or more pieces of the DNN setting information that are updated;determining the one or more pieces of the updated DNN settinginformation according to the DNN update information; and obtaining athird image by performing artificial intelligence (AI) up-scaling on asecond image according to the one or more pieces of the updated DNNsetting information.

The image decoding method further includes, based on the DNN updatepermission information indicating that the one or more pieces of DNNsetting information are not updated, obtaining the third image byperforming the AI up-scaling on the second image according to one ormore pieces of default DNN setting information.

The DNN update information includes DNN number information indicating anumber of the one or more pieces of the updated DNN setting information,and the determining the one or more pieces of the updated DNN settinginformation includes determining whether the number of the one or morepieces of the updated DNN setting information matches the number of theone or more pieces of the updated DNN setting information indicated bythe DNN number information.

The DNN update information further includes at least one of layer numberinformation indicating a number of layers included in a DNN, inputchannel information indicating a number of input channels in each of thelayers, output channel information indicating a number of outputchannels in each layer, filter kernel size information indicating a sizeof a filter kernel in each layer, weight information indicating weightsof the filter kernel, or bias information indicating a bias foradjusting an output of the filter kernel.

The obtaining the DNN update information includes: obtaining default DNNreuse permission information indicating whether a structure of a defaultDNN is reused for the updated DNN setting information; and based on thedefault DNN reuse permission information indicating that the structureof the default DNN is reused for the updated DNN setting information,obtaining reference DNN index information indicating an index of thedefault DNN of which information is reused, and wherein the determiningthe one or more pieces of the updated DNN setting information includes,based on the default DNN reuse permission information indicating thatthe structure of the default DNN is reused for the updated DNN settinginformation, determining the one or more pieces of the updated DNNsetting information according to the structure of the default DNNindicated by the reference DNN index information and the DNN updateinformation.

The determining the one or more pieces of the updated DNN settinginformation further includes determining a number of layers, a number ofinput channels in each of the layers, a number of output channels ineach layer, and a size of a filter kernel of each layer according to anumber of default layers in the default DNN indicated by the referenceDNN index information, a number of default input channels in each of thedefault layers, a number of output channels in each default layer, and asize of a filter kernel of each default layer and determining, from theDNN update information, weights and a bias of the filter kernel in theupdated DNN setting information.

The DNN update information includes at least one of weight informationindicating the weights of the filter kernel or bias informationindicating the bias for adjusting an output of the filter kernel, theweight information indicates a difference between weights respectivelyin the default DNN and an updated DNN, and the bias informationindicates a difference between biases respectively in the default DNNand the updated DNN.

The obtaining the DNN update permission information, the obtaining theDNN update information, and the determining the one or more pieces ofthe updated DNN setting information are performed for a frame group thatis a coded video sequence including a plurality of frames, and whereinthe obtaining the third image includes: determining, for a frame in theframe group, the updated DNN setting information used for the framebased on the one or more pieces of the updated DNN setting information;and obtaining the third image in the frame by performing the AIup-scaling on the second image in the frame according to the updated DNNsetting information.

The obtaining the third image includes: obtaining, for a frame, DNNindex information indicating updated DNN setting information used forthe frame based on the one or more pieces of the updated DNN settinginformation; determining, according to the DNN index information, theupdated DNN setting information used for the frame based on the one ormore pieces of the updated DNN setting information; obtaining secondaryDNN update permission information indicating whether a secondary updateof the updated DNN setting information is to be performed; based on thesecondary DNN update permission information indicating that thesecondary update of the updated DNN setting information is to beperformed, obtaining secondary DNN update information; and obtaining thethird image by performing the AI up-scaling on the second image by usingsecondary updated DNN setting information determined according to thesecondary DNN update information.

According to an embodiment, there is provided an image decoding methodincluding: obtaining, for a frame from among a plurality of frames, deepneural network (DNN) index information indicating one or more pieces ofdefault DNN setting information used for up-scaling a second image fromamong a plurality of pieces of default DNN setting information;obtaining DNN update permission information indicating whether thedefault DNN setting information indicated by the DNN index informationis updated; based on the DNN update permission information indicatingthat the default DNN setting information is updated, obtaining DNNupdate information necessary for determining one or more pieces of theDNN setting information that are updated; determining the one or morepieces of the updated DNN setting information according to the DNNupdate information; and obtaining a third image in the frame byperforming artificial intelligence (AI) up-scaling on the second imagein the frame according to the one or more pieces of the updated DNNsetting information.

According to an embodiment, there is provided an image decodingapparatus including: a memory storing one or more instructions; and aprocessor configured to execute the one or more instructions stored inthe memory to: obtain deep neural network (DNN) update permissioninformation indicating whether one or more pieces of DNN settinginformation are updated; based on the DNN update permission informationindicating that the one or more pieces of DNN setting information areupdated, obtain DNN update information necessary for determining one ormore pieces of the DNN setting information that are updated; determinethe one or more pieces of the updated DNN setting information accordingto the DNN update information; and obtain a third image by performingartificial intelligence (AI) up-scaling on a second image according tothe one or more pieces of the updated DNN setting information.

According to an embodiment, there is provided a non-transitorycomputer-readable recording medium having recorded thereon a program forperforming the image decoding method of claim 1.

According to an embodiment, there is provided a non-transitorycomputer-readable recording medium in which artificial intelligence (AI)data is stored, wherein the AI data includes deep neural network (DNN)update permission information indicating whether one or more pieces ofDNN setting information are updated, based on the DNN update permissioninformation indicating that the one or more pieces of the DNN settinginformation are updated, the AI data further includes DNN updateinformation necessary for determining one or more pieces of the DNNsetting information that are updated, and DNN index information thatindicates whether the updated DNN setting information used forup-scaling a second image based on the one or more pieces of the updatedDNN setting information.

The DNN update information includes DNN number information indicating anumber of the one or more pieces of the updated DNN setting information,and the DNN index information indicates whether a number of the one ormore pieces of the updated DNN setting information matches the number ofthe one or more pieces of the updated DNN setting information indicatedby the DNN number information.

The DNN update information includes at least one of layer numberinformation indicating a number of layers included in a DNN, inputchannel information indicating a number of input channels in each of thelayers, output channel information indicating a number of outputchannels in each layer, filter kernel size information indicating a sizeof a filter kernel in each layer, weight information indicating weightsof the filter kernel, or bias information indicating a bias foradjusting an output of the filter kernel.

The DNN update information further includes: default DNN reusepermission information indicating whether a structure of a default DNNis reused for the updated DNN setting information; and when the defaultDNN reuse permission information indicates that the structure of thedefault DNN is reused for the updated DNN setting information, the DNNupdate information further includes reference DNN index informationindicating an index of the default DNN of which information is reused,and the DNN update information further includes information related toan update of the DNN setting information for which the structure of thedefault DNN indicated by the reference DNN index information is notreused.

The DNN setting information for which the structure of the default DNNindicated by the reference DNN index information is reused includes anumber of layers in the default DNN, a number of input channels in eachof the layers, a number of output channels in each layer, and a size ofa filter kernel of each layer, the DNN setting information for which thestructure of the default DNN indicated by the reference DNN indexinformation is not reused includes weights and a bias of the filterkernel.

The DNN update information includes at least one of weight informationindicating the weights of the filter kernel or bias informationindicating the bias for adjusting an output of the filter kernel,wherein the weight information indicates a difference between a weightin the default DNN and a weight in an updated DNN, and wherein the biasinformation indicates a difference between a bias in the default DNN anda bias in the updated DNN.

The DNN update permission information and the DNN update information areset for a frame group including a plurality of frames, and wherein theDNN index information is set for each of the plurality of frames in theframe group.

The DNN index information is set for each of a plurality of frames in aframe group, and wherein the AI data further includes: secondary DNNupdate permission information indicating whether a secondary update ofthe updated DNN setting information determined according to the DNNindex information is to be performed, and when the secondary DNN updatepermission information indicates that the secondary update of theupdated DNN setting information is to be performed, secondary DNN updateinformation necessary for determining secondary updated DNN settinginformation used for the up-scaling of the second image.

BRIEF DESCRIPTION OF THE DRAWINGS

The above and other aspects, features, and advantages of certainembodiments of the disclosure will be more apparent from the followingdescription taken in conjunction with the accompanying drawings, inwhich:

FIG. 1 is a diagram for describing an artificial intelligence (AI)encoding process and an AI decoding process, according to an embodiment;

FIG. 2 is a block diagram of an AI decoding apparatus according to anembodiment;

FIG. 3 is a diagram showing a second deep neural network (DNN) forperforming AI up-scaling on a second image according to an embodiment;

FIG. 4 is a diagram for describing a convolution operation by aconvolution layer according to an embodiment;

FIG. 5 is a table showing a mapping relationship between several piecesof image-related information and several pieces of DNN settinginformation according to an embodiment;

FIG. 6 is a diagram showing a second image including a plurality offrames according to an embodiment;

FIG. 7 is a block diagram of an AI encoding apparatus according to anembodiment;

FIG. 8 is a diagram showing a first DNN for performing AI down-scalingon an original image according to an embodiment;

FIG. 9 is a diagram for describing a method of training a first DNN anda second DNN according to an embodiment;

FIG. 10 is a sequence flowchart for describing a training process of afirst DNN and a second DNN by a training apparatus according to anembodiment;

FIG. 11 is a diagram of an apparatus for performing AI down-scaling onan original image and an apparatus for performing AI up-scaling on asecond image according to an embodiment;

FIG. 12 illustrates a structure of a convolution layer according to anembodiment;

FIG. 13 illustrates weights and biases of a first filter kernel and asecond filter kernel in the convolution layer of FIG. 12, according toan embodiment;

FIG. 14 illustrates structures of image data and AI data and acorresponding relationship between the image data and the AI dataaccording to an embodiment;

FIG. 15 illustrates AI encoding data of a case where AI data and imagedata are separated from each other in a single file, according to anembodiment;

FIG. 16 illustrates AI encoding data of a case where AI data is embeddedin image data in a single file, according to an embodiment;

FIG. 17 is a block diagram of an AI decoding apparatus including an AIup-scaler with more detailed functions compared to that of the AIdecoding apparatus of FIG. 2, according to an embodiment;

FIG. 18 illustrates a DNN setting information determination method forupdating DNN setting information on a per-video basis, according to anembodiment;

FIG. 19 illustrates a DNN setting information determination method forupdating one or more pieces of DNN setting information on a per-videobasis, according to an embodiment;

FIG. 20 illustrates a DNN setting information determination method forupdating one or more pieces of DNN setting information on a per-videobasis and on a per-frame group basis, according to an embodiment;

FIG. 21 illustrates a DNN setting information determination method forupdating one or more pieces of DNN setting information on a per-videobasis and on a per-frame group basis, according to an embodiment;

FIG. 22 illustrates a DNN setting information determination method forupdating DNN setting information on a per-frame basis, according to anembodiment;

FIG. 23 illustrates a data structure including AI target data and AIauxiliary data and a data structure including AI data related to anupdate of DNN setting information, according to an embodiment;

FIG. 24 illustrates a data structure including AI data related to anupdate of DNN setting information, according to an embodiment;

FIG. 25 illustrates a data structure including AI data related to anupdate of DNN setting information, according to an embodiment;

FIG. 26 illustrates an AI codec high-level syntax in which the datastructure of FIG. 23 including AI data related to an update of DNNsetting information is implemented, according to an embodiment;

FIG. 27 illustrates a data structure including AI data related to anupdate of DNN setting information for a frame or a frame group,according to an embodiment;

FIG. 28 illustrates an AI codec high-level syntax in which the datastructure of FIG. 27 including AI data related to an update of DNNsetting information is implemented, according to an embodiment;

FIG. 29 is a flowchart of an image decoding method performed by an AIdecoding apparatus, according to an embodiment; and

FIG. 30 is a block diagram of an image decoding apparatus according toan embodiment.

DETAILED DESCRIPTION

As the disclosure allows for various changes and numerous examples,particular embodiments will be illustrated in the drawings and describedin detail in the written description. However, this is not intended tolimit the disclosure to particular modes of practice, and it will beunderstood that all changes, equivalents, and substitutes that do notdepart from the spirit and technical scope of the disclosure areencompassed in the disclosure.

In the description of the embodiments, certain detailed explanations ofrelated art are omitted when such explanations may unnecessarily obscurethe essence of the disclosure. Also, numbers (for example, a first, asecond, and the like) used in the description are merely identifyinglabels for distinguishing one element from another.

Throughout the disclosure, the expression “at least one of a, b or c”includes only a, only b, only c, both a and b, both a and c, both b andc, all of a, b, and c, or variations thereof.

Also, in the disclosure, it will be understood that when elements are“connected” or “coupled” to each other, the elements may be directlyconnected or coupled to each other, but may alternatively be connectedor coupled to each other with an intervening element therebetween,unless specified otherwise.

In the disclosure, regarding an element represented as a “unit” or a“module”, two or more elements may be combined into one element or oneelement may be divided into two or more elements according to subdividedfunctions. In addition, each element described hereinafter mayadditionally perform some or all of functions performed by anotherelement, in addition to main functions of itself, and some of the mainfunctions of each element may be performed entirely by anothercomponent.

Also, in the disclosure, an ‘image’ or a ‘picture’ may denote a stillimage, a moving image including a plurality of consecutive still images(or frames), or a video.

Also, in the disclosure, a deep neural network (DNN) is a representativeexample of an artificial neural network model simulating brain nerves,and is not limited to an artificial neural network model using aspecific algorithm.

Also, in disclosure, a ‘parameter’ is a value used in an operationprocess of each layer forming a neural network, and for example, mayinclude a weight used when an input value is applied to a certainoperation expression. Here, the parameter may be expressed in a matrixform. The parameter is a value set as a result of training, and may beupdated through separate training data when necessary.

Also, in the disclosure, a ‘first DNN’ indicates a DNN used forartificial intelligence (AI) down-scaling an image, and a ‘second DNN’indicates a DNN used for AI up-scaling an image.

Also, in the disclosure, ‘DNN setting information’ includes informationrelated to an element constituting a DNN. ‘DNN setting information’includes the parameter described above as information related to theelement constituting the DNN. The first DNN or the second DNN may be setby using the DNN setting information.

Also, in the disclosure, an ‘original image’ denotes an image that is anobject of AI encoding, and a ‘first image’ denotes an image obtained asa result of performing AI down-scaling on the original image during anAI encoding process. Also, a ‘second image’ denotes an image obtainedvia first decoding during an AI decoding process, and a ‘third image’denotes an image obtained by AI up-scaling the second image during theAI decoding process.

Also, in the disclosure, ‘AI down-scale’ denotes a process of decreasinga resolution of an image based on AI, and ‘first encoding’ denotes anencoding process according to an image compression method based onfrequency transformation. Also, ‘first decoding’ denotes a decodingprocess according to an image reconstruction method based on frequencytransformation, and ‘AI up-scale’ denotes a process of increasing aresolution of an image based on AI.

FIG. 1 is a diagram for describing an AI encoding process and an AIdecoding process, according to an embodiment.

As described above, when resolution of an image remarkably increases,the throughput of information for encoding and decoding the image isincreased, and accordingly, a method for improving the efficiency ofencoding and decoding of an image is required.

As shown in FIG. 1, a first image 115 is obtained by performing AIdown-scaling 110 on an original image 105 having high resolution. Then,first encoding 120 and first decoding 130 are performed on the firstimage 115 having relatively low resolution, and thus a bitrate may besignificantly reduced compared to simply performing the first encodingand the first decoding on the high resolution original image 105.

In particular, in FIG. 1, the first image 115 is obtained by performingthe AI down-scaling 110 on the original image 105 and the first encoding120 is performed by an encoding apparatus or the like, on the firstimage 115 during the AI encoding process. During the AI decodingprocess, AI encoding data including AI data and image data, which areobtained as a result of AI encoding, is received by a decoding apparatusor the like, a second image 135 is obtained via the first decoding 130,and a third image 145 is obtained by performing AI up-scaling 140 on thesecond image 135.

Referring to the AI encoding process in detail, when the original image105 is received, the AI down-scaling 110 is performed on the originalimage 105 to obtain the first image 115 of certain resolution or certainquality. Here, the AI down-scaling 110 is performed based on an AImodel, and the AI model for performing the AI down-scaling 110 needs tobe trained jointly with an AI model for performing the AI up-scaling 140of the second image 135. This is because, when the AI model for the AIdown-scaling 110 and the AI for the AI up-scaling 140 are separatelytrained, a difference between the original image 105 which is an objectof AI encoding and the third image 145 reconstructed through AI decodingis increased.

In an embodiment of the disclosure, the AI data may be used to maintainsuch a joint relationship during the AI encoding process and the AIdecoding process. Accordingly, the AI data obtained through the AIencoding process may include information indicating an up-scalingtarget, and during the AI decoding process, the AI up-scaling 140 isperformed on the second image 135 according to the up-scaling targetincluded in the AI data.

The AI for the AI down-scaling 110 and the AI for the AI up-scaling 140may be embodied as a DNN. As will be described later with reference toFIG. 9, because a first DNN and a second DNN are jointly trained bysharing loss information under a certain target, an AI encodingapparatus may provide target information used during joint training ofthe first DNN and the second DNN to an AI decoding apparatus, and the AIdecoding apparatus may perform the AI up-scaling 140 on the second image135 to target resolution based on the provided target information.

Regarding the first encoding 120 and the first decoding 130 of FIG. 1,an information amount of the first image 115 obtained by performing AIdown-scaling 110 on the original image 105 may be reduced through thefirst encoding 120. The first encoding 120 may include a process ofgenerating prediction data by predicting the first image 115, a processof generating residual data corresponding to a difference between thefirst image 115 and the prediction data, a process of transforming theresidual data of a spatial domain component to a frequency domaincomponent, a process of quantizing the residual data transformed to thefrequency domain component, and a process of entropy-encoding thequantized residual data. Such first encoding 120 may be performed viaone of image compression methods using frequency transformation, such asMPEG-2, H.264 Advanced Video Coding (AVC), MPEG-4, High Efficiency VideoCoding (HEVC), VC-1, VP8, VP9, and AOMedia Video 1 (AV1).

The second image 135 corresponding to the first image 115 may bereconstructed by performing the first decoding 130 on the image data.The first decoding 130 may include a process of generating the quantizedresidual data by entropy-decoding the image data, a process ofinverse-quantizing the quantized residual data, a process oftransforming the residual data of the frequency domain component to thespatial domain component, a process of generating the prediction data,and a process of reconstructing the second image 135 by using theprediction data and the residual data. Such first decoding 130 may beperformed via an image reconstruction method corresponding to one ofimage compression methods using frequency transformation, such asMPEG-2, H.264 AVC, MPEG-4, HEVC, VC-1, VP8, VP9, and AV1, which is usedin the first encoding 120.

The AI encoding data obtained through the AI encoding process mayinclude the image data obtained as a result of performing the firstencoding 120 on the first image 115, and the AI data related to the AIdown-scaling 110 of the original image 105. The image data may be usedduring the first decoding 130 and the AI data may be used during the AIup-scaling 140.

The image data may be transmitted in a form of a bitstream. The imagedata may include data obtained based on pixel values in the first image115, for example, residual data that is a difference between the firstimage 115 and prediction data of the first image 115. Also, the imagedata includes information used during the first encoding 120 performedon the first image 115. For example, the image data may includeprediction mode information, motion information, and information relatedto quantization parameter used during the first encoding 120. The imagedata may be generated according to a rule, for example, according to asyntax, of an image compression method used during the first encoding120, among MPEG-2, H.264 AVC, MPEG-4, HEVC, VC-1, VP8, VP9, and AV1.

The AI data is used in the AI up-scaling 140 based on the second DNN. Asdescribed above, because the first DNN and the second DNN are jointlytrained, the AI data includes information enabling the AI up-scaling 140to be performed accurately on the second image 135 through the secondDNN. During the AI decoding process, the AI up-scaling 140 may beperformed on the second image 135 to have targeted resolution and/orquality, based on the AI data.

The AI data may be transmitted together with the image data in a form ofa bitstream. In addition, according to an embodiment, the AI data may betransmitted separately from the image data, in a form of a frame or apacket. The AI data and the image data obtained as a result of the AIencoding may be transmitted through the same network or throughdifferent networks.

FIG. 2 is a block diagram of an AI decoding apparatus 100 according toan embodiment.

Referring to FIG. 2, the AI decoding apparatus 200 according to anembodiment may include a receiver 210 and an AI decoder 230. Thereceiver 210 may include a communicator 212, a parser 214, and anoutputter 216. The AI decoder 230 may include a first decoder 232 and anAI up-scaler 234.

The receiver 210 receives and parses AI encoding data obtained as aresult of AI encoding, and outputs image data and AI data to the AIdecoder 230.

In particular, the communicator 212 receives the AI encoding dataobtained as the result of AI encoding through a network. The AI encodingdata obtained as the result of performing AI encoding includes the imagedata and the AI data. The image data and the AI data may be receivedthrough a same type of network or different types of networks.

The parser 214 receives the AI encoding data received through thecommunicator 212 and parses the AI encoding data to segment the imagedata from the AI data. For example, the parser 214 may distinguish theimage data and the AI data by reading a header of data obtained from thecommunicator 212. According to an embodiment, the parser 214 transmitsthe image data and the AI data to the outputter 216 via the header ofthe data received through the communicator 212, and the outputter 216transmits the image data and AI data respectively to the first decoder232 and the AI up-scaler 234. At this time, the image data included inthe AI encoding data may be verified as image data generated via acertain codec (for example, MPEG-2, H.264 AVC, MPEG-4, HEVC, VC-1, VP8,VP9, or AV1). In this case, corresponding information may be transmittedto the first decoder 232 through the outputter 216 such that the imagedata is processed via the verified codec.

According to an embodiment, the AI encoding data parsed by the parser214 may be obtained from a data storage medium including a magneticmedium such as a hard disk, a floppy disk, or a magnetic tape, anoptical recording medium such as CD-ROM or DVD, or a magneto-opticalmedium such as a floptical disk.

The first decoder 232 reconstructs the second image 135 corresponding tothe first image 115, based on the image data. The second image 135obtained by the first decoder 232 is provided to the AI up-scaler 234.According to an embodiment, first decoding related information, such asprediction mode information, motion information, quantization parameterinformation, or the like included in the image data may be furtherprovided to the AI up-scaler 234.

Upon receiving the AI data, the AI up-scaler 234 performs AI up-scalingon the decoded second image 135, based on the AI data. According to anembodiment, the AI up-scaling may be performed by further using thefirst decoding related information, such as the prediction modeinformation, the quantization parameter information, or the likeincluded in the image data.

The receiver 210 and the AI decoder 230 according to an embodiment aredescribed as individual devices, but may be implemented through oneprocessor. In this case, the receiver 210 and the AI decoder 230 may beimplemented through a dedicated processor or through a combination ofsoftware and general-purpose processor such as application processor(AP), central processing unit (CPU) or graphic processing unit (GPU).The dedicated processor may be implemented by including a memory forimplementing an embodiment of the disclosure or by including a memoryprocessor for using an external memory.

Also, the receiver 210 and the AI decoder 230 may be configured by aplurality of processors. In this case, the receiver 210 and the AIdecoder 230 may be implemented through a combination of dedicatedprocessors or through a combination of software and general-purposeprocessors such as AP, CPU or GPU. Similarly, the AI up-scaler 234 andthe first decoder 232 may be implemented by different processors.

The AI data provided to the AI up-scaler 234 includes informationenabling the second image 135 to be processed via AI up-scaling. Here,an up-scaling target should correspond to down-scaling target of a firstDNN. Accordingly, the AI data includes information for verifying adown-scaling target of the first DNN.

Examples of the information included in the AI data include differenceinformation between resolution of the original image 105 and resolutionof the first image 115, and information related to the first image 115.

The difference information may include information about a resolutionconversion degree of the first image 115 compared to the original image105 (for example, resolution conversion rate information). Also, becausethe resolution of the first image 115 is verified through the resolutionof the reconstructed second image 135 and the resolution conversiondegree is verified accordingly, the difference information may beexpressed only as resolution information of the original image 105.Here, the resolution information may include vertical/horizontal sizesor as a ratio (16:9, 4:3, or the like) and a size of one axis. Also,when there is pre-set resolution information, the resolution informationmay be expressed in a form of an index or flag.

The information related to the first image 115 may include informationabout at least one of a bitrate of the image data obtained as the resultof performing first encoding on the first image 115 or a codec type usedduring the first encoding of the first image 115.

The AI up-scaler 234 may determine the up-scaling target of the secondimage 135, based on at least one of the difference information or theinformation related to the first image 115, which are included in the AIdata. The up-scaling target may indicate, for example, to what degreeresolution is to be up-scaled for the second image 135. When theup-scaling target is determined, the AI up-scaler 234 performs AIup-scaling on the second image 135 through a second DNN to obtain thethird image 145 corresponding to the up-scaling target.

Before describing a method of performing AI up-scaling on the secondimage 135 according to the up-scaling target by the AI up-scaler 234, anAI up-scaling process through the second DNN will be described withreference to FIGS. 3 and 4.

FIG. 3 is a diagram showing a second DNN 300 for performing AIup-scaling on the second image 135 according to an embodiment, and FIG.4 is a diagram for describing a convolution operation in a firstconvolution layer 310 of FIG. 3 according to an embodiment.

As shown in FIG. 3, the second image 135 is input to the firstconvolution layer 310. Here, the label 3×3×4 in the first convolutionlayer 310 indicates that a convolution process is performed on one inputimage by using four filter kernels having a size of 3×3. Four featuremaps are generated by the four filter kernels as a result of theconvolution process. Each feature map indicates inherent characteristicsof the second image 135. For example, each feature map may represent avertical direction characteristic, a horizontal directioncharacteristic, or an edge characteristic, etc. of the second image 135.

A convolution operation in the first convolution layer 310 will bedescribed in detail with reference to FIG. 4.

One feature map 450 may be generated through multiplication and additionbetween parameters of a filter kernel 430 having a size of 3×3 used inthe first convolution layer 310 and corresponding pixel values in thesecond image 135. Because four filter kernels are used in the firstconvolution layer 310, four feature maps may be generated through theconvolution operation using the four filter kernels.

Referring to FIG. 4, I1 through I49 indicate pixels in the second image135, and F1 through F9 in the filter kernel 430 indicate parameters ofthe filter kernel 430. Also, M1 through M9 in the feature map 450indicate samples of the feature map 450.

In FIG. 4, the second image 135 includes 49 pixels, but the number ofpixels is only an example and when the second image 135 has a resolutionof 4 K, the second image 135 may include, for example, 3840×2160 pixels.

During a convolution operation process, pixel values of I1, I2, I3, I8,I9, I10, I15, I16, and I17 of the second image 135 and F1 through F9 ofthe filter kernels 430 are respectively multiplied, and a value ofcombination (for example, addition) of result values of themultiplication may be assigned as a value of M1 of the feature map 450.When a stride of the convolution operation is 2, pixel values of I3, I4,I5, I10, I11, I12, I17, I18, and I19 of the second image 135 and F1through F9 of the filter kernels 430 are respectively multiplied, andthe value of the combination of the result values of the multiplicationmay be assigned as a value of M2 of the feature map 450. Similarly, M3through M9 of the feature map 450 may be obtained by performing theabove-described operation process.

While the filter kernel 430 moves along the stride to the last pixel ofthe second image 135, the convolution operation is performed between thepixel values in the second image 135 and the parameters of the filterkernel 430, and thus the feature map 450 having a certain size may begenerated.

According to the present disclosure, values of parameters of a secondDNN, for example, values of parameters of a filter kernel used inconvolution layers of the second DNN (for example, F1 through F9 of thefilter kernel 430), may be optimized through jointly training of a firstDNN and the second DNN. As described above, the AI up-scaler 234 maydetermine an up-scaling target corresponding to a down-scaling target ofthe first DNN based on AI data, and determine parameters correspondingto the determined up-scaling target as the parameters of the filterkernel used in the convolution layers of the second DNN.

Convolution layers included in the first DNN and the second DNN mayperform processes according to the convolution operation processdescribed with reference to FIG. 4, but the convolution operationprocess described with reference to FIG. 4 is only an example and is notlimited thereto.

Referring back to FIG. 3, the feature maps output from the firstconvolution layer 310 may be input to a first activation layer 320.

The first activation layer 320 may assign a non-linear feature to eachfeature map. The first activation layer 320 may include a sigmoidfunction, a hyperbolic tangent (Tan h) function, a rectified linear unit(ReLU) function, or the like, but is not limited thereto.

The first activation layer 320 assigning the non-linear featureindicates that at least one sample value of the feature map, which is anoutput of the first convolution layer 310, is changed. Here, the changeis performed by applying the non-linear feature.

The first activation layer 320 determines whether to transmit samplevalues of the feature maps output from the first convolution layer 310to the second convolution layer 330. For example, some of the samplevalues of the feature maps are activated by the first activation layer320 and transmitted to the second convolution layer 330, and some of thesample values are deactivated by the first activation layer 320 and nottransmitted to the second convolution layer 330. The intrinsiccharacteristics of the second image 135 represented by the feature mapsare emphasized by the first activation layer 320.

Feature maps 325 output from the first activation layer 320 are input tothe second convolution layer 330. One of the feature maps 325 shown inFIG. 3 is a result of processing the feature map 450 described withreference to FIG. 4 in the first activation layer 320.

The label 3×3×4 in the second convolution layer 330 indicates that aconvolution process is performed on the feature maps 325 by using fourfilter kernels having a size of 3×3. An output of the second convolutionlayer 330 is input to a second activation layer 340. The secondactivation layer 340 may assign a non-linear feature to input data.

Feature maps 345 output from the second activation layer 340 are inputto a third convolution layer 350. The label 3×3×1 in the thirdconvolution layer 350 shown in FIG. 3 indicates that a convolutionprocess is performed to generate one output image by using one filterkernel having a size of 3×3. The third convolution layer 350 is a layerfor outputting a final image and generates one output by using onefilter kernel. According to an embodiment of the disclosure, the thirdconvolution layer 350 may output the third image 145 as a result of aconvolution operation.

There may be a plurality of pieces of DNN setting information indicatingthe numbers of filter kernels of the first, second, and thirdconvolution layers 310, 330, and 350 of the second DNN 300, a parameterof filter kernels of the first, second, and third convolution layers310, 330, and 350 of the second DNN 300, and the like, as will bedescribed later, and the plurality of pieces of DNN setting informationshould be connected to a plurality of pieces of DNN setting informationof a first DNN. The connection between the plurality of pieces of DNNsetting information of the second DNN and the plurality of pieces of DNNsetting information of the first DNN may be realized via joint trainingof the first DNN and the second DNN.

In FIG. 3, the second DNN 300 includes three convolution layers (thefirst, second, and third convolution layers 310, 330, and 350) and twoactivation layers (the first and second activation layers 320 and 340),but this is only an example, and the number of convolution layers andthe number of activation layers may vary according to an embodiment.Also, according to an embodiment, the second DNN 300 may be implementedas a recurrent neural network (RNN). In this case, a convolutionalneural network (CNN) structure of the second DNN 300 according to anembodiment of the disclosure is changed to an RNN structure.

According to an embodiment, the AI up-scaler 234 may include at leastone arithmetic logic unit (ALU) for the convolution operation and theoperation of the activation layer described above. The ALU may beimplemented as a processor. For the convolution operation, the ALU mayinclude a multiplier that performs multiplication between sample valuesof the second image 135 or the feature map output from previous layerand sample values of the filter kernel, and an adder that adds resultvalues of the multiplication. Also, for the operation of the activationlayer, the ALU may include a multiplier that multiplies an input samplevalue by a weight used in a pre-determined sigmoid function, a Tan hfunction, or an ReLU function, and a comparator that compares amultiplication result and a certain value to determine whether totransmit the input sample value to a next layer.

Hereinafter, a method, performed by the AI up-scaler 234, of performingthe AI up-scaling on the second image 135 according to the up-scalingtarget will be described.

According to an embodiment, the AI up-scaler 234 may store a pluralityof pieces of DNN setting information configurable in a second DNN.

Here, the DNN setting information may include information about at leastone of the number of convolution layers included in the second DNN, thenumber of filter kernels for each convolution layer, or one or moreparameters of each filter kernel. The plurality of pieces of DNN settinginformation may respectively correspond to various up-scaling targets,and the second DNN may operate based on DNN setting informationcorresponding to a certain up-scaling target. The second DNN may havedifferent structures based on the DNN setting information. For example,the second DNN may include three convolution layers based on any pieceof DNN setting information, and may include four convolution layersbased on another piece of DNN setting information.

According to an embodiment, the DNN setting information may only includea parameter of a filter kernel used in the second DNN. In this case, thestructure of the second DNN does not change, but only the parameter ofthe internal filter kernel may change based on the DNN settinginformation.

The AI up-scaler 234 may obtain DNN setting information for performingAI up-scaling on the second image 135, among the plurality of pieces ofDNN setting information. Each of the plurality of pieces of DNN settinginformation may be information for obtaining the third image 145 ofpre-determined resolution and/or pre-determined quality, and is trainedjointly with a first DNN.

For example, one piece of DNN setting information among the plurality ofpieces of DNN setting information may include information for obtainingthe third image 145 at a resolution that is twice the resolution of thesecond image 135, for example, the third image 145 may have a 4 K(4096×2160) resolution that is twice the 2 K (2048×1080) resolution ofthe second image 135, and another piece of DNN setting information mayinclude information for obtaining the third image 145 of resolution fourtimes higher than the resolution of the second image 135, for example,the third image 145 of 8 K (8192×4320) resolution four times higher thanthe 2 K (2048×1080) of the second image 135.

Each of the plurality of pieces of DNN setting information is obtainedjointly with DNN setting information of the first DNN of an AI encodingapparatus 600 of FIG. 6, and the AI up-scaler 234 obtains one piece ofDNN setting information among the plurality of pieces of DNN settinginformation according to an enlargement ratio corresponding to areduction ratio of the DNN setting information of the first DNN. In thisregard, the AI up-scaler 234 may verify information of the first DNN. Inorder for the AI up-scaler 234 to verify the information of the firstDNN, the AI decoding apparatus 200 according to an embodiment receivesAI data including the information of the first DNN from the AI encodingapparatus 600.

In other words, the AI up-scaler 234 may verify information targeted byDNN setting information of the first DNN used to obtain the first image115 and obtain the DNN setting information of the second DNN that istrained jointly with the DNN setting information of the first DNN, byusing information received from the AI encoding apparatus 600.

When DNN setting information for performing the AI up-scaling on thesecond image 135 is obtained from among the plurality of pieces of DNNsetting information, input data may be processed based on the second DNNoperating according to the obtained DNN setting information.

For example, when any one piece of DNN setting information is obtained,the number of filter kernels included in each of the first, second, andthird convolution layers 310, 330, and 350 of the second DNN 300 of FIG.3, and the parameters of the filter kernels are set to values includedin the obtained DNN setting information.

In particular, parameters of a filter kernel of 3×3 used in any oneconvolution layer of the second DNN of FIG. 4 are set to {1, 1, 1, 1, 1,1, 1, 1, 1}, and when DNN setting information is changed afterwards, theparameters are replaced by {2, 2, 2, 2, 2, 2, 2, 2, 2} that areparameters included in the changed DNN setting information.

The AI up-scaler 234 may obtain the DNN setting information for AIup-scaling from among the plurality of pieces of DNN settinginformation, based on information included in the AI data, and the AIdata used to obtain the DNN setting information will now be described.

According to an embodiment, the AI up-scaler 234 may obtain the DNNsetting information for AI up-scaling from among the plurality of piecesof DNN setting information, based on difference information included inthe AI data. For example, when it is verified that the resolution (forexample, 4 K (4096×2160) resolution) of the original image 105 is twicehigher than the resolution (for example, 2 K (2048×1080) resolution) ofthe first image 115, based on the difference information, the AIup-scaler 234 may obtain the DNN setting information for increasing theresolution of the second image 135 by two-folds.

According to another embodiment, the AI up-scaler 234 may obtain the DNNsetting information for AI up-scaling the second image 135 from amongthe plurality of pieces of DNN setting information, based on informationrelated to the first image 115 included in the AI data. The AI up-scaler234 may pre-determine a mapping relationship between image-relatedinformation and DNN setting information, and obtain the DNN settinginformation mapped to the information related to the first image 115.

FIG. 5 is a table showing a mapping relationship between image-relatedinformation and DNN setting information according to an embodiment.

According to FIG. 5, the AI encoding and AI decoding processes do notonly consider a change of resolution, but also other factors forperforming the AI encoding and decoding processes. As shown in FIG. 5,DNN setting information may be selected considering resolution, such asstandard definition (SD), high definition (HD), or full HD, a bitrate,such as 10 Mbps, 15 Mbps, or 20 Mbps, and codec information, such asAV1, H.264, or HEVC, individually or collectively. For suchconsideration of the resolution, the bitrate and the codec information,training in consideration of each element should be jointly performedwith encoding and decoding processes during an AI training process (seeFIG. 9).

Accordingly, when a plurality of pieces of DNN setting information areprovided based on image-related information including a codec type,resolution of an image, and the like, as shown in FIG. 5, the DNNsetting information for AI up-scaling the second image 135 may beobtained based on the information related to the first image 115received during the AI decoding process.

In other words, the AI up-scaler 234 is capable of using DNN settinginformation according to image-related information by matching theimage-related information at the left of a table of FIG. 5 and the DNNsetting information at the right of the table.

As shown in FIG. 5, when it is verified, from the information related tothe first image 115, that the resolution of the first image 115 is SD, abitrate of image data obtained as a result of performing first encodingon the first image 115 is 10 Mbps, and the first encoding is performedon the first image 115 via AV1 codec, the AI up-scaler 234 may use A DNNsetting information among the plurality of pieces of DNN settinginformation.

Also, when it is verified, from the information related to the firstimage 115, that the resolution of the first image 115 is HD, the bitrateof the image data obtained as the result of performing the firstencoding is 15 Mbps, and the first encoding is performed via H.264codec, the AI up-scaler 234 may use B DNN setting information among theplurality of pieces of DNN setting information.

Also, when it is verified, from the information related to the firstimage 115, that the resolution of the first image 115 is full HD, thebitrate of the image data obtained as the result of performing the firstencoding is 20 Mbps, and the first encoding is performed via HEVC codec,the AI up-scaler 234 may use C DNN setting information among theplurality of pieces of DNN setting information. When it is verified thatthe resolution of the first image 115 is full HD, the bitrate of theimage data obtained as the result of performing the first encoding is 15Mbps, and the first encoding is performed via HEVC codec, the AIup-scaler 234 may use D DNN setting information among the plurality ofpieces of DNN setting information. One of the C DNN setting informationand the D DNN setting information is selected based on whether thebitrate of the image data obtained as the result of performing the firstencoding on the first image 115 is 20 Mbps or 15 Mbps. The differentbitrates of the image data obtained when the first encoding is performedon the first image 115 of the same resolution via the same codec,indicates different qualities of reconstructed images. Accordingly, afirst DNN and a second DNN may be jointly trained based on certain imagequality, and accordingly, the AI up-scaler 234 may obtain DNN settinginformation according to a bitrate of image data indicating the qualityof the second image 135.

According to another embodiment, the AI up-scaler 234 may obtain the DNNsetting information for performing AI up-scaling on the second image 135from among the plurality of pieces of DNN setting informationconsidering both information (prediction mode information, motioninformation, quantization parameter information, and the like) providedfrom the first decoder 232 and the information related to the firstimage 115 included in the AI data. For example, the AI up-scaler 234 mayreceive quantization parameter information used during a first encodingprocess of the first image 115 from the first decoder 232, verify abitrate of image data obtained as an encoding result of the first image115 from AI data, and obtain DNN setting information corresponding tothe quantization parameter information and the bitrate. Even when thebitrates are the same, the quality of reconstructed images may varyaccording to the complexity of an image. A bitrate is a valuerepresenting the entire first image 115 on which first encoding isperformed, and the quality of each frame may vary even within the firstimage 115. Accordingly, DNN setting information more suitable for thesecond image 135 may be obtained when prediction mode information,motion information, and/or a quantization parameter obtainable for eachframe from the first decoder 232 are/is considered, compared to whenonly the AI data is used.

Also, according to an embodiment, the AI data may include an identifierof mutually agreed DNN setting information. An identifier of DNN settinginformation is information for distinguishing a pair of pieces of DNNsetting information jointly trained between the first DNN and the secondDNN, such that AI up-scaling is performed on the second image 135 basedon the up-scaling target corresponding to the down-scaling target of thefirst DNN. The AI up-scaler 234 may perform AI up-scaling on the secondimage 135 by using the DNN setting information corresponding to theidentifier of the DNN setting information, after obtaining theidentifier of the DNN setting information included in the AI data. Forexample, identifiers indicating each of the plurality of DNN settinginformation configurable or selectable in the first DNN and identifiersindicating each of the plurality of DNN setting information configurableor selectable in the second DNN may be previously designated. In thiscase, the same identifier may be designated for a pair of DNN settinginformation configurable or selectable in each of the first DNN and thesecond DNN. The AI data may include an identifier of DNN settinginformation set in the first DNN for AI down-scaling of the originalimage 105. The AI up-scaler 234 that receives the AI data may perform AIup-scaling on the second image 135 by using the DNN setting informationindicated by the identifier included in the AI data among the pluralityof DNN setting information.

Also, according to an embodiment, the AI data may include the DNNsetting information. The AI up-scaler 234 may perform AI up-scaling onthe second image 135 by using the DNN setting information afterobtaining the DNN setting information included in the AI data.

According to an embodiment, when pieces of information (for example, thenumber of convolution layers, the number of filter kernels for eachconvolution layer, one or more parameters of each filter kernel, and thelike) constituting the DNN setting information are stored in a form of alookup table, the AI up-scaler 234 may obtain the DNN settinginformation by combining some values selected from values in the lookuptable, based on information included in the AI data, and perform AIup-scaling on the second image 135 by using the obtained DNN settinginformation.

According to an embodiment, when a structure of a DNN corresponding tothe up-scaling target is determined, the AI up-scaler 234 may obtain theDNN setting information, for example, parameters of a filter kernel,corresponding to the determined structure of the DNN.

The AI up-scaler 234 obtains the DNN setting information of the secondDNN through the AI data including information related to the first DNN,and performs AI up-scaling on the second image 135 through the secondDNN set based on the obtained DNN setting information. As such, memoryusage and throughput may be reduced compared to when features of thesecond image 135 are directly analyzed for up-scaling.

According to an embodiment, when the second image 135 includes aplurality of frames, the AI up-scaler 234 may independently obtain DNNsetting information for a certain number of frames, or may obtain commonDNN setting information for entire frames.

FIG. 6 is a diagram showing the second image 135 including a pluralityof frames.

As shown in FIG. 6, the second image 135 may include frames t0 throughtn.

According to an embodiment, the AI up-scaler 234 may obtain DNN settinginformation of a second DNN through AI data, and perform AI up-scalingon the frames t0 through tn based on the obtained DNN settinginformation. In other words, the frames t0 through tn may be processedvia AI up-scaling based on common DNN setting information.

According to another embodiment, the AI up-scaler 234 may perform AIup-scaling on some of the frames t0 through tn, for example, the framest0 through ta, by using ‘A’ DNN setting information obtained from AIdata, and perform AI up-scaling on the frames ta+1 through tb by using‘B’ DNN setting information obtained from the AI data. Also, the AIup-scaler 234 may perform AI up-scaling on the frames tb+1 through tn byusing ‘C’ DNN setting information obtained from the AI data. In otherwords, the AI up-scaler 234 may independently obtain DNN settinginformation for each group including a certain number of frames amongthe plurality of frames, and perform AI up-scaling on frames included ineach group by using the independently obtained DNN setting information.

According to another embodiment, the AI up-scaler 234 may independentlyobtain DNN setting information for each frame forming the second image135. In other words, when the second image 135 includes three frames,the AI up-scaler 234 may perform AI up-scaling on a first frame by usingDNN setting information obtained in relation to the first frame, performAI up-scaling on a second frame by using DNN setting informationobtained in relation to the second frame, and perform AI up-scaling on athird frame by using DNN setting information obtained in relation to thethird frame. DNN setting information may be independently obtained foreach frame included in the second image 135 based on information(prediction mode information, motion information, quantization parameterinformation, or the like) provided from the first decoder 232 andinformation related to the first image 115 included in the AI datadescribed above. This is because the mode information, the quantizationparameter information, or the like may be determined independently foreach frame included in the second image 135.

According to another embodiment, the AI data may include informationabout to which frame DNN setting information obtained based on the AIdata being applicable. For example, when the AI data includesinformation indicating that DNN setting information is applicable up tothe frame ta, the AI up-scaler 234 performs AI up-scaling on the framest0 through ta by using DNN setting information obtained based on the AIdata. Also, when another piece of AI data includes informationindicating that DNN setting information is applicable up to the frametn, the AI up-scaler 234 performs AI up-scaling on the frames ta+1through to by using DNN setting information obtained based on the otherpiece of AI data.

Hereinafter, the AI encoding apparatus 600 for performing AI encoding onthe original image 105 will be described with reference to FIG. 7.

FIG. 7 is a block diagram of an AI encoding apparatus 600 according toan embodiment.

Referring to FIG. 7, the AI encoding apparatus 600 may include an AIencoder 610 and a transmitter 630. The AI encoder 610 may include an AIdown-scaler 612 and a first encoder 614. The transmitter 630 may includea data processor 632 and a communicator 634.

In FIG. 7, the AI encoder 610 and the transmitter 630 are illustrated asseparate devices, but the AI encoder 610 and the transmitter 630 may beimplemented through one processor. In this case, the AI encoder 610 andthe transmitter 630 may be implemented through a dedicated processor orthrough a combination of software and general-purpose processor such asAP, CPU or graphics processing unit GPU. The dedicated processor may beimplemented by including a memory for implementing an embodiment of thedisclosure or by including a memory processor for using an externalmemory.

Also, the AI encoder 610 and the transmitter 630 may be configured by aplurality of processors. In this case, the AI encoder 610 and thetransmitter 630 may be implemented through a combination of dedicatedprocessors or through a combination of software and a plurality ofgeneral-purpose processors such as AP, CPU or GPU. The AI down-scaler612 and the first encoder 614 may be implemented through differentprocessors.

The AI encoder 610 performs AI down-scaling on the original image 105and first encoding on the first image 115, and transmits AI data andimage data to the transmitter 630. The transmitter 630 transmits the AIdata and the image data to the AI decoding apparatus 200. Thetransmitter 630 may include a communication interface, such as awireless communication interface including a radio and/or an antenna ora wired communication interface such as HDMI, Ethernet, and the like.

The image data includes data obtained as a result of performing thefirst encoding on the first image 115. The image data may include dataobtained based on pixel values in the first image 115, for example,residual data that is a difference between the first image 115 andprediction data of the first image 115. Also, the image data includesinformation used during a first encoding process of the first image 115.For example, the image data may include prediction mode information,motion information, quantization parameter information used to performthe first encoding on the first image 115, and the like.

The AI data includes information enabling AI up-scaling to be performedon the second image 135 to an up-scaling target corresponding to adown-scaling target of a first DNN. According to an embodiment, the AIdata may include difference information between the original image 105and the first image 115. Also, the AI data may include informationrelated to the first image 115. The information related to the firstimage 115 may include information about at least one of resolution ofthe first image 115, a bitrate of the image data obtained as the resultof performing the first encoding on the first image 115, or a codec typeused during the first encoding of the first image 115.

According to an embodiment, the AI data may include an identifier ofmutually agreed or uniform DNN setting information such that the AIup-scaling is performed on the second image 135 to the up-scaling targetcorresponding to the down-scaling target of the first DNN.

Also, according to an embodiment, the AI data may include DNN settinginformation configurable in a second DNN.

The AI down-scaler 612 may obtain the first image 115 obtained byperforming the AI down-scaling on the original image 105 through thefirst DNN. The AI down-scaler 612 may determine the down-scaling targetof the original image 105, based on a pre-determined standard.

In order to obtain the first image 115 based on the down-scaling target,the AI down-scaler 612 may store a plurality of pieces of DNN settinginformation configurable in the first DNN. The AI down-scaler 612obtains DNN setting information corresponding to the down-scaling targetfrom among the plurality of pieces of DNN setting information, andperforms the AI down-scaling on the original image 105 through the firstDNN set in the obtained DNN setting information.

Each of the plurality of pieces of DNN setting information may betrained to obtain the first image 115 of a pre-determined resolutionand/or a pre-determined quality. For example, any one piece of DNNsetting information among the plurality of pieces of DNN settinginformation may include information for obtaining the first image 115 ata resolution that is half the resolution of the original image 105, forexample, the first image 115 may be down-scaled to 2 K (2048×1080)resolution that is half the 4 K (4096×2160) resolution of the originalimage 105, and another piece of DNN setting information may includeinformation for obtaining the first image 115 at a resolution that is aquarter of the resolution of the original image 105, for example, thefirst image 115 may be down-scaled to 2 K (2048×1080) resolution that isa quarter of the 8 K (8192×4320) resolution of the original image 105.

According to an embodiment, when pieces of information (for example, thenumber of convolution layers, the number of filter kernels for eachconvolution layer, one of more parameters of each filter kernel, and thelike) constituting the DNN setting information are stored in a form of alookup table, the AI down-scaler 612 may obtain the DNN settinginformation by combining some values selected from values in the lookuptable, based on the down-scaling target, and perform AI down-scaling onthe original image 105 by using the obtained DNN setting information.

According to an embodiment, the AI down-scaler 612 may determine astructure of a DNN corresponding to the down-scaling target, and obtainDNN setting information corresponding to the determined structure of theDNN, for example, obtain parameters of a filter kernel.

The plurality of pieces of DNN setting information for performing the AIdown-scaling on the original image 105 may have an optimized value asthe first DNN and the second DNN are jointly trained. Here, each pieceof DNN setting information includes at least one of the number ofconvolution layers included in the first DNN, the number of filterkernels for each convolution layer, or one or more parameters of eachfilter kernel.

The AI down-scaler 612 may set the first DNN with the DNN settinginformation obtained for performing the AI down-scaling on the originalimage 105 to obtain the first image 115 of certain resolution and/orcertain quality through the first DNN. When the DNN setting informationfor performing the AI down-scaling on the original image 105 is obtainedfrom the plurality of pieces of DNN setting information, each layer inthe first DNN may process input data based on information included inthe DNN setting information.

Hereinafter, a method, performed by the AI down-scaler 612, ofdetermining the down-scaling target will be described. The down-scalingtarget may indicate, for example, by how much resolution is decreasedfrom the original image 105 to obtain the first image 115.

According to an embodiment, the AI down-scaler 612 may determine thedown-scaling target based on at least one of a compression ratio (forexample, a resolution difference between the original image 105 and thefirst image 115, target bitrate, or the like), compression quality (forexample, type of bitrate), compression history information, or a type ofthe original image 105.

For example, the AI down-scaler 612 may determine the down-scalingtarget based on the compression ratio, the compression quality, or thelike, which is pre-set or input from a user.

As another example, the AI down-scaler 612 may determine thedown-scaling target by using compression history information stored inthe AI encoding apparatus 600. For example, according to the compressionhistory information of the AI encoding apparatus 600, encoding quality,a compression ratio, or the like preferred by the user may bedetermined, and the down-scaling target may be determined according tothe encoding quality determined based on the compression historyinformation. For example, the resolution, quality, or the like of thefirst image 115 may be determined according to the encoding quality thathas been used most frequently according to the compression historyinformation.

As another example, the AI down-scaler 612 may determine thedown-scaling target based on the encoding quality that has been usedmore frequently than a certain threshold value (for example, averagequality of the encoding quality that has been used more frequently thanthe certain threshold value), according to the compression historyinformation.

As another example, the AI down-scaler 612 may determine thedown-scaling target, based on the resolution, type (for example, a fileformat), or the like of the original image 105.

According to an embodiment, when the original image 105 includes aplurality of frames, the AI down-scaler 612 may independently determinedown-scaling target for a certain number of frames among the pluralityof frames, or may determine down-scaling target for all of the pluralityof frames.

According to an embodiment, the AI down-scaler 612 may divide the framesincluded in the original image 105 into a certain number of groups, andindependently determine down-scaling target for each group. The same ordifferent down-scaling targets may be determined for each group. Thenumber of frames included in the groups may be the same or differentaccording to the each group.

According to another embodiment, the AI down-scaler 612 mayindependently determine a down-scaling target for each frame included inthe original image 105. The same or different down-scaling targets maybe determined for each frame.

Hereinafter, an example of a structure of a first DNN 700 on which AIdown-scaling is based will be described.

FIG. 8 is a diagram illustrates a first DNN 700 for performing AIdown-scaling on the original image 105 according to an embodiment.

As shown in FIG. 8, the original image 105 is input to a firstconvolution layer 710. The first convolution layer 710 performs aconvolution process on the original image 105 by using 32 filter kernelshaving a size of 5×5. Here, 32 feature maps generated as a result of theconvolution process are input to a first activation layer 720. The firstactivation layer 720 may assign a non-linear feature to the 32 featuremaps.

The first activation layer 720 determines whether to transmit samplevalues of the feature maps output from the first convolution layer 710to the second convolution layer 730. For example, some of the samplevalues of the feature maps are activated by the first activation layer720 and transmitted to the second convolution layer 730, and some of thesample values are deactivated by the first activation layer 720 and arenot transmitted to the second convolution layer 730. Informationrepresented by the feature maps output from the first convolution layer710 is emphasized by the first activation layer 720.

An output 725 of the first activation layer 720 is input to a secondconvolution layer 730. The second convolution layer 730 performs aconvolution process on input data by using 32 filter kernels having asize of 5×5. Here, 32 feature maps output as a result of the convolutionprocess are input to a second activation layer 740, and the secondactivation layer 740 may assign a non-linear feature to the 32 featuremaps.

An output 745 of the second activation layer 740 is input to a thirdconvolution layer 750. The third convolution layer 750 performs aconvolution process on input data by using one filter kernel having asize of 5×5. As a result of the convolution process, one image may beoutput from the third convolution layer 750. The third convolution layer750 generates one output by using the one filter kernel as a layer foroutputting a final image. According to an embodiment of the disclosure,the third convolution layer 750 may output the first image 115 as aresult of a convolution operation. Although the embodiments for theconvolution layers and the activation layers have been described above,the convolution layers and the activation layers are not limited to thespecific embodiments described above, and may be configured variously.

There may be a plurality of pieces of DNN setting information indicatingthe numbers of filter kernels of the first, second, and thirdconvolution layers 710, 730, and 750 of the first DNN 700, one or moreparameters of each filter kernel of the first, second, and thirdconvolution layers 710, 730, and 750 of the first DNN 700, and the like,and the plurality of pieces of DNN setting information may be connectedto a plurality of pieces of DNN setting information of a second DNN. Theconnection between the plurality of pieces of DNN setting information ofthe first DNN and the plurality of pieces of DNN setting information ofthe second DNN may be realized via joint training of the first DNN andthe second DNN.

In FIG. 8, the first DNN 700 includes three convolution layers (thefirst, second, and third convolution layers 710, 730, and 750,respectively) and two activation layers (the first and second activationlayers 720 and 740, respectively), but this is only an example, and thenumbers of convolution layers and activation layers may vary accordingto various embodiments. Also, according to an embodiment, the first DNN700 may be implemented as an RNN. In this case, a CNN structure of thefirst DNN 700 may be changed to an RNN structure.

According to an embodiment, the AI down-scaler 612 may include at leastone ALU for the convolution operation and the operation of theactivation layer described above. The ALU may be implemented as aprocessor. For the convolution operation, the ALU may include amultiplier that performs multiplication between sample values of theoriginal image 105 or the feature map output from previous layer andsample values of the filter kernel, and an adder that adds result valuesof the multiplication. Also, for the operation of the activation layer,the ALU may include a multiplier that multiplies an input sample valueby a weight used in a pre-determined sigmoid function, a Tan h function,or an ReLU function, and a comparator that compares a multiplicationresult and a certain value to determine whether to transmit the inputsample value to a next layer.

Referring back to FIG. 7, upon receiving the first image 115 from the AIdown-scaler 612, the first encoder 614 may reduce an information amountof the first image 115 by performing first encoding on the first image115. The image data corresponding to the first image 115 may be obtainedas a result of performing the first encoding by the first encoder 614.

The data processor 632 processes at least one of the AI data or theimage data to be transmitted in a certain form. For example, when the AIdata and the image data are to be transmitted in a form of a bitstream,the data processor 632 may process the AI data to be expressed in a formof a bitstream, and transmit the image data and the AI data in a form ofone bitstream through the communicator 634. As another example, the dataprocessor 632 may process the AI data to be expressed in a form ofbitstream, and transmit each of a bitstream corresponding to the AI dataand a bitstream corresponding to the image data through the communicator634. As another example, the data processor 632 may process the AI datato be expressed in a form of a frame or packet, and transmit the imagedata in a form of a bitstream and the AI data in a form of a frame orpacket through the communicator 634.

The communicator 634 transmits AI encoding data obtained as a result ofperforming AI encoding through a network. The AI encoding data obtainedas the result of performing AI encoding includes the image data and theAI data. The image data and the AI data may be transmitted through asame type of network or different types of networks.

According to an embodiment, the AI encoding data obtained as a result ofprocesses of the data processor 632 may be stored in a data storagemedium including a magnetic medium such as a hard disk, a floppy disk,or a magnetic tape, an optical recording medium such as CD-ROM or DVD,or a magneto-optical medium such as a floptical disk.

Hereinafter, a method of jointly training the first DNN 700 and thesecond DNN 300 will be described with reference to FIG. 9.

FIG. 9 is a diagram for describing a method of training the first DNN700 and the second DNN 300.

In an embodiment, the original image 105 on which AI encoding isperformed through an AI encoding process is reconstructed to the thirdimage 145 via an AI decoding process, and in order to maintainsimilarity or consistency between the original image 105 and the thirdimage 145 obtained as a result of AI decoding, communication orcoordination between the AI encoding process and the AI decoding processis required. In other words, information lost in the AI encoding processneeds to be reconstructed during the AI decoding process, and in thisregard, the first DNN 700 and the second DNN 300 need to be jointlytrained to make up for the information loss.

For accurate AI decoding, quality loss information 830 corresponding toa difference between a third training image 804 and an original trainingimage 801 shown in FIG. 9 needs to be reduced. Accordingly, the qualityloss information 830 is used to train both of the first DNN 700 and thesecond DNN 300.

First, a training process shown in FIG. 9 will be described.

In FIG. 9, the original training image 801 is an image to which AIdown-scaling is to be performed and a first training image 802 is animage obtained by performing AI down-scaling on the original trainingimage 801. Also, the third training image 804 is an image obtained byperforming AI up-scaling on the first training image 802.

The original training image 801 may be a still image or a moving imageincluding a plurality of frames. According to an embodiment, theoriginal training image 801 may include a luminance image extracted fromthe still image or the moving image including the plurality of frames.Also, according to an embodiment, the original training image 801 mayinclude a patch image extracted from the still image or the moving imageincluding the plurality of frames. When the original training image 801includes the plurality of frames, the first training image 802, thesecond training image, and the third training image 804 may each includea plurality of frames. When the plurality of frames of the originaltraining image 801 are sequentially input to the first DNN 700, aplurality of frames of the first training image 802, a plurality offrames of the second training image and a plurality of frames of thethird training image 804 may be sequentially obtained through the firstDNN 700 and the second DNN 300.

For joint training of the first DNN 700 and the second DNN 300, theoriginal training image 801 is input to the first DNN 700. The originaltraining image 801 input to the first DNN 700 is output as the firsttraining image 802 via the AI down-scaling, and the first training image802 is input to the second DNN 300. The third training image 804 isoutput as a result of performing the AI up-scaling on the first trainingimage 802.

Referring to FIG. 9, the first training image 802 is input to the secondDNN 300, and according to an embodiment, a second training imageobtained as first encoding and first decoding are performed on the firsttraining image 802 may be input to the second DNN 300. In order to inputthe second training image to the second DNN 300, any one codec amongMPEG-2, H.264, MPEG-4, HEVC, VC-1, VP8, VP9, and AV1 may be used. Inparticular, any one codec among MPEG-2, H.264, MPEG-4, HEVC, VC-1, VP8,VP9, and AV1 may be used to perform first encoding on the first trainingimage 802 and first decoding on image data corresponding to the firsttraining image 802.

Referring to FIG. 9, separate from the first training image 802 beingoutput through the first DNN 700, a reduced training image 803 obtainedby performing legacy down-scaling on the original training image 801 isobtained. Here, the legacy down-scaling may include at least one ofbilinear scaling, bicubic scaling, lanczos scaling, or stair stepscaling.

In order to prevent structural feature of the first image 115 deviatinggreatly from the structural feature of the original image 105, thereduced training image 803 is obtained to preserve the structuralfeature of the original training image 801.

Before training is performed, the first DNN 700 and the second DNN 300may be configured according to pre-determined DNN setting information.When the training is performed, structural loss information 810,complexity loss information 820, and the quality loss information 830may be determined.

The structural loss information 810 may be determined based on a resultof comparing the reduced training image 803 and the first training image802. For example, the structural loss information 810 may correspond toa difference between structural information of the reduced trainingimage 803 and structural information of the first training image 802.Structural information may include various features extractable from animage, such as luminance, contrast, histogram, or the like of the image.The structural loss information 810 indicates how much structuralinformation of the original training image 801 is maintained in thefirst training image 802. When the structural loss information 810 issmall, the structural information of the first training image 802 issimilar to the structural information of the original training image801.

The complexity loss information 820 may be determined based on spatialcomplexity of the first training image 802. For example, a totalvariance value of the first training image 802 may be used as thespatial complexity. The complexity loss information 820 is related to abitrate of image data obtained by performing first encoding on the firsttraining image 802. It is defined that the bitrate of the image data islow when the complexity loss information 820 is small.

The quality loss information 830 may be determined based on a result ofcomparing the original training image 801 and the third training image804. The quality loss information 830 may include at least one of anL1-norm value, an L2-norm value, an Structural Similarity (SSIM) value,a Peak Signal-To-Noise Ratio-Human Vision System (PSNR-HVS) value, anMultiscale SSIM (MS-SSIM) value, a Variance Inflation Factor (VIF)value, or a Video Multimethod Assessment Fusion (VMAF) value regardingthe difference between the original training image 801 and the thirdtraining image 804. The quality loss information 830 indicates howsimilar the third training image 804 is to the original training image801. The third training image 804 is more similar to the originaltraining image 801 when the quality loss information 830 is small.

Referring to FIG. 9, the structural loss information 810, the complexityloss information 820 and the quality loss information 830 are used totrain the first DNN 700, and the quality loss information 830 is used totrain the second DNN 300. In other words, the quality loss information830 is used to train both the first and second DNNs 700 and 300.

The first DNN 700 may update a parameter such that final lossinformation determined based on the first through quality lossinformation 810 through 830 is reduced or minimized. Also, the secondDNN 300 may update a parameter such that the quality loss information830 is reduced or minimized.

The final loss information for training the first DNN 700 and the secondDNN 300 may be determined according to Equation 1 below.

LossDS=a×Structural loss information+b×Complexity lossinformation+c×Quality loss information

LossUS=d×Quality loss information  [Equation 1]

In Equation 1, LossDS indicates final loss information to be reduced orminimized to train the first DNN 700, and LossUS indicates final lossinformation to be reduced or minimized to train the second DNN 300.Also, coefficients a, b, c and d may be pre-determined weights.

In other words, the first DNN 700 updates parameters such that LossDS ofEquation 1 is reduced, and the second DNN 300 updates parameters suchthat LossUS is reduced. When the parameters of the first DNN 700 areupdated according to LossDS derived during the training, the firsttraining image 802 obtained based on the updated parameters becomesdifferent from a previous first training image 802 obtained based onparameters that have not been updated, and accordingly, the thirdtraining image 804 also becomes different from a previous third trainingimage 804. When the third training image 804 becomes different from theprevious third training image 804, the quality loss information 830 isalso newly determined, and the second DNN 300 updates the parametersaccordingly. When the quality loss information 830 is newly determined,LossDS is also newly determined, and the first DNN 700 updates theparameters according to newly determined LossDS. In other words,updating of the parameters of the first DNN 700 leads to updating of theparameters of the second DNN 300, and updating of the parameters of thesecond DNN 300 leads to updating of the parameters of the first DNN 700.Accordingly, because the first DNN 700 and the second DNN 300 arejointly trained by sharing the quality loss information 830, theparameters of the first DNN 700 and the parameters of the second DNN 300may be jointly optimized.

Referring to Equation 1, it may be assumed that LossUS is determinedaccording to the quality loss information 830, but this is only anexample and LossUS may be determined based on at least one of thestructural loss information 810 and the complexity loss information 820,and the quality loss information 830.

Hereinabove, it has been described that the AI up-scaler 234 of the AIdecoding apparatus 200 and the AI down-scaler 612 of the AI encodingapparatus 600 store the plurality of pieces of DNN setting information,and methods of training each of the plurality of pieces of DNN settinginformation stored in the AI up-scaler 234 and the AI down-scaler 612will now be described.

As described with reference to Equation 1, the first DNN 700 updates theparameters considering the similarity (the structural loss information810) between the structural information of the first training image 802and the structural information of the original training image 801, thebitrate (the complexity loss information 820) of the image data obtainedas a result of performing first encoding on the first training image802, and the difference (the quality loss information 830) between thethird training image 804 and the original training image 801.

In particular, the parameters of the first DNN 700 may be updated suchthat the first training image 802 having similar structural informationas the original training image 801 is obtained and the image data havinga small bitrate is obtained when first encoding is performed on thefirst training image 802, and at the same time, the second DNN 300performing AI up-scaling on the first training image 802 obtains thethird training image 804 similar to the original training image 801.

The parameters of the first DNN 700 may be optimized by adjusting theweights a, b, and c of Equation 1. For example, when the weight b is setto a high value, the parameters of the first DNN 700 may be updated tobe prioritizing a low bitrate over high quality of the third trainingimage 804. When the weight c is set to a high value, the parameters ofthe first DNN 700 may be updated to be prioritizing high quality of thethird training image 804 over a high bitrate or maintaining of thestructural information of the original training image 801.

Also, the parameters of the first DNN 700 may be optimized according toa type of codec used to perform first encoding on the first trainingimage 802. This is because the second training image to be input to thesecond DNN 300 may vary according to the type of codec.

In other words, the parameters of the first DNN 700 and the parametersof the second DNN 300 may be jointly updated based on the weights a, b,and c, and the type of codec for performing first encoding on the firsttraining image 802. Accordingly, when the first DNN 700 and the secondDNN 300 are trained after determining the weights a, b, and c each to acertain value and determining the type of codec to a certain type, theparameters of the first DNN 700 and the parameters of the second DNN 300may be jointly optimized.

Also, when the first DNN 700 and the second DNN 300 are trained afterchanging the weights a, b, and c, and the type of codec, the parametersof the first DNN 700 and the parameters of the second DNN 300 jointlyoptimized may be determined. In other words, the plurality of pieces ofDNN setting information jointly trained with each other may bedetermined in the first DNN 700 and the second DNN 300 when the firstDNN 700 and the second DNN 300 are trained while changing values of theweights a, b, and c, and the type of codec.

As described above with reference to FIG. 5, the plurality of pieces ofDNN setting information of the first DNN 700 and the second DNN 300 maybe mapped to the information related to the first image. To set such amapping relationship, first encoding may be performed on the firsttraining image 802 output from the first DNN 700 via a certain codecaccording to a certain bitrate and the second training image obtained byperforming first decoding on a bitstream obtained as a result ofperforming the first encoding may be input to the second DNN 300. Inother words, by training the first DNN 700 and the second DNN 300 aftersetting an environment such that the first encoding is performed on thefirst training image 802 of a certain resolution via the certain codecaccording to the certain bitrate, a DNN setting information pair mappedto the resolution of the first training image 802, a type of the codecused to perform the first encoding on the first training image 802, andthe bitrate of the bitstream obtained as a result of performing thefirst encoding on the first training image 802 may be determined. Byvariously changing the resolution of the first training image 802, thetype of codec used to perform the first encoding on the first trainingimage 802 and the bitrate of the bitstream obtained according to thefirst encoding of the first training image 802, the mappingrelationships between the plurality of DNN setting information of thefirst DNN 700 and the second DNN 300 and the pieces of informationrelated to the first image may be determined.

FIG. 10 is a diagram for describing training processes of the first DNN700 and the second DNN by a training apparatus 1000.

The training of the first DNN 700 and the second DNN 300 described withreference FIG. 9 may be performed by the training apparatus 1000. Thetraining apparatus 1000 includes the first DNN 700 and the second DNN300. The training apparatus 1000 may be, for example, the AI encodingapparatus 600 or a separate server. The DNN setting information of thesecond DNN 300 obtained as the training result is stored in the AIdecoding apparatus 200.

Referring to FIG. 10, in operations S840 and S845, the trainingapparatus 1000 initially sets the DNN setting information of the firstDNN 700 and the second DNN 300. Accordingly, the first DNN 700 and thesecond DNN 300 may operate according to the initialized DNN settinginformation. The DNN setting information may include information aboutat least one of the number of convolution layers included in the firstDNN 700 and the second DNN 300, the number of filter kernels for eachconvolution layer, the size of a filter kernel for each convolutionlayer, or one or more parameters of each filter kernel.

In operation S850, the training apparatus 1000 inputs the originaltraining image 801 into the first DNN 700. The original training image801 may include a still image or at least one frame included in a movingimage.

The first DNN 700 processes the original training image 801 according tothe initialized DNN setting information and outputs the first trainingimage 802 obtained by performing AI down-scaling on the originaltraining image 801, in operation S855. In FIG. 10, the first trainingimage 802 output from the first DNN 700 is directly input to the secondDNN 300 or the first training image 802 output from the first DNN 700may be input to the second DNN 300 by the training apparatus 1000. Also,the training apparatus 1000 may perform first encoding and firstdecoding on the first training image 802 via a certain codec, and thenprovide the second training image as input to the second DNN 300.

The second DNN 300 processes the first training image 802 or the secondtraining image according to the initialized DNN setting information andoutputs the third training image 804 obtained by performing AIup-scaling on the first training image 802 or the second training image,in operation S860.

The training apparatus 1000 calculates the complexity loss information820 based on the first training image 802, in operation S865.

The training apparatus 1000 calculates the structural loss information810 by comparing the reduced training image 803 and the first trainingimage 802, in operation S870.

The training apparatus 1000 calculates the quality loss information 830by comparing the original training image 801 and the third trainingimage 804, in operation S875.

The initially set DNN setting information is updated in operation S880via a back propagation process based on the final loss information. Thetraining apparatus 1000 may calculate the final loss information fortraining the first DNN 700, based on the complexity loss information820, the structural loss information 810, and the quality lossinformation 830.

The second DNN 300 updates the DNN setting information in operation S885via a back propagation process based on the quality loss information 830or the final loss information. The training apparatus 1000 may calculatethe final loss information for training the second DNN 300, based on thequality loss information 830.

Then, the training apparatus 1000, the first DNN 700, and the second DNN300 may repeat operations S850 through S885 until the final lossinformation is minimized to generate the DNN setting information. Duringeach repetition, the first DNN 700 and the second DNN 300 operateaccording to the DNN setting information updated in the previousoperation.

Table 1 below shows effects when AI encoding and AI decoding areperformed on the original image 105 according to an embodiment of thedisclosure and when encoding and decoding are performed on the originalimage 105 via HEVC.

TABLE 1 Information Subjective Image Amount (Bitrate) Quality Score(Mbps) (VMAF) Frame AI Encoding/ AI Encoding/ Content Resolution NumberHEVC AI Decoding HEVC AI Decoding Content_01 8K 300 frames 46.3 21.494.80 93.54 Content_02 (7680 × 4320) 46.3 21.6 98.05 98.98 Content_0346.3 22.7 96.08 96.00 Content_04 46.1 22.1 86.26 92.00 Content_05 45.422.7 93.42 92.98 Content_06 46.3 23.0 95.99 95.61 Average 46.11 22.2594.10 94.85

As shown in Table 1, despite subjective image quality when AI encodingand AI decoding are performed on content including 300 frames of 8 Kresolution, being higher than subjective image quality when encoding anddecoding are performed via HEVC, a bitrate is reduced by at least 50%.

FIG. 11 is a diagram of an apparatus 20 for performing AI down-scalingon the original image 105 and an apparatus 40 for performing AIup-scaling on the second image 135.

The apparatus 20 receives the original image 105 and provides image data25 and AI data 30 to the apparatus 40 by using an AI down-scaler 1124and a transformation-based encoder 1126. According to an embodiment, theimage data 25 corresponds to the image data of FIG. 1 and the AI data 30corresponds to the AI data of FIG. 1. Also, according to an embodiment,the transformation-based encoder 1126 corresponds to the first encoder614 of FIG. 7 and the AI down-scaler 1124 corresponds to the AIdown-scaler 612 of FIG. 7.

The apparatus 40 receives the AI data 30 and the image data 25 andobtains the third image 145 by using a transformation-based decoder 1146and an AI up-scaler 1144. According to an embodiment, thetransformation-based decoder 1146 corresponds to the first decoder 232of FIG. 2 and the AI up-scaler 1144 corresponds to the AI up-scaler 234of FIG. 2.

According to an embodiment, the apparatus 20 includes a CPU, a memory,and a computer program including instructions. The computer program maybe stored in the memory. According to an embodiment, the apparatus 20performs functions to be described with reference to FIG. 11 accordingto execution of the computer program by the CPU. According to anembodiment, the functions to be described with reference to FIG. 11 areperformed by a dedicated hardware chip and/or the CPU.

According to an embodiment, the apparatus 40 includes a CPU, a memory,and a computer program including instructions. The computer program isstored in the memory. According to an embodiment, the apparatus 40performs functions to be described with reference to FIG. 11 accordingto execution of the computer program by the CPU. According to anembodiment, the functions to be described with reference to FIG. 11 areperformed by a dedicated hardware chip and/or the CPU.

In FIG. 11, a configuration controller 1122 receives at least one inputvalue 10. According to an embodiment, the at least one input value 10may include at least one of a target resolution for each of the AIdown-scaler 1124 and the AI up-scaler 1144, a bitrate of the image data25, a bitrate type of the image data 25 (for example, a variable bitratetype, a constant bitrate type, or an average bitrate type), or a codectype for the transformation-based encoder 1126. The at least one inputvalue 10 may include a value pre-stored in the apparatus 20 or a valueinput from a user.

The configuration controller 1122 controls operations of the AIdown-scaler 1124 and the transformation-based encoder 1126, based on thereceived input value 10. According to an embodiment, the configurationcontroller 1122 obtains DNN setting information for the AI down-scaler1124 according to the received input value 10, and configures the AIdown-scaler 1124 with the obtained DNN setting information. According toan embodiment, the configuration controller 1122 may transmit thereceived input value 10 to the AI down-scaler 1124 and the AIdown-scaler 1124 may obtain the DNN setting information for performingAI down-scaling on the original image 105, based on the received inputvalue 10. According to an embodiment, the configuration controller 1122may provide, to the AI down-scaler 1124, additional information, forexample, color format (luminance component, chrominance component, redcomponent, green component, or blue component) information to which AIdown-scaling may be applied and tone mapping information of a highdynamic range (HDR), together with the input value 10, and the AIdown-scaler 1124 may obtain the DNN setting information considering theinput value 10 and the additional information. According to anembodiment, the configuration controller 1122 transmits at least a partof the received input value 10 to the transformation-based encoder 1126and the transformation-based encoder 1126 performs first encoding on thefirst image 115 via a bitrate of a certain value, a bitrate of a certaintype, and a certain codec.

The AI down-scaler 1124 receives the original image 105 and performs anoperation described with reference to FIGS. 1, 7, 8, 9 and 10 to obtainthe first image 115.

According to an embodiment, the AI data 30 is provided to the apparatus40. The AI data 30 may include at least one of resolution differenceinformation between the original image 105 and the first image 115, orinformation related to the first image 115. The resolution differenceinformation may be determined based on the target resolution differenceof the input value 10. The information related to the first image 115may be determined based on at least one of a target bitrate, the bitratetype, or the codec type. According to an embodiment, the AI data 30 mayinclude parameters used during the AI up-scaling. The AI data 30 may beprovided from the AI down-scaler 1124 to the apparatus 40.

The image data 25 is obtained as the original image 105 is processed bythe transformation-based encoder 1126, and is transmitted to theapparatus 40. The transformation-based encoder 1126 may process thefirst image 115 according to MPEG-2, H.264 AVC, MPEG-4, HEVC, VC-1, VP8,VP9, or VA1.

A configuration controller 1142 controls an operation of the AIup-scaler 1144, based on the AI data 30. According to an embodiment, theconfiguration controller 1142 obtains the DNN setting information forthe AI up-scaler 1144 according to the received AI data 30, andconfigures the AI up-scaler 1144 according to the obtained DNN settinginformation. According to an embodiment, the configuration controller1142 may transmit the received AI data 30 to the AI up-scaler 1144 andthe AI up-scaler 1144 may obtain the DNN setting information forperforming AI up-scaling on the second image 135, based on the AI data30. According to an embodiment, the configuration controller 1142 mayprovide, to the AI up-scaler 1144, additional information, for example,the color format (luminance component, chrominance component, redcomponent, green component, or blue component) information to which AIup-scaling is applied, and the tone mapping information of HDR, togetherwith the AI data 30, and the AI up-scaler 1144 may obtain the DNNsetting information based on the AI data 30 and the additionalinformation. According to an embodiment, the AI up-scaler 1144 mayreceive the AI data 30 from the configuration controller 1142, receiveat least one of prediction mode information, motion information, orquantization parameter information from the transformation-based decoder1146, and obtain the DNN setting information based on the AI data 30 andat least one of the prediction mode information, the motion information,and the quantization parameter information.

The transformation-based decoder 1146 may process the image data 25 toreconstruct the second image 135. The transformation-based decoder 1146may process the image data 25 according to MPEG-2, H.264 AVC, MPEG-4,H.265/HEVC, VC-1, VP8, VP9, or AV1.

The AI up-scaler 1144 may obtain the third image 145 by performing AIup-scaling on the second image 135 provided from thetransformation-based decoder 1146, based on the set DNN settinginformation.

The AI down-scaler 1124 may include a first DNN and the AI up-scaler1144 may include a second DNN, and according to an embodiment, DNNsetting information for the first DNN and second DNN are trainedaccording to the training method described with reference to FIGS. 9 and10.

FIGS. 12 and 13 illustrate convolution layers 1200, 1300 according to anembodiment of the disclosure. A structure of the convolution layer 1200and DNN setting information regarding parameters according to theembodiment of the disclosure are now described with reference to FIGS.12 and 13. The convolution layers 310, 330, 350 of the second DNN 300 ofFIG. 3 and the convolution layers 710, 730, 750 of the first DNN 700 ofFIG. 8 may be determined according to the structure of the convolutionallayer 1200 described with reference to FIGS. 12 and 13.

FIG. 12 illustrates the structure of the convolution layer 1200according to an embodiment of the disclosure.

The convolution layer 1200 is composed of one or more filter kernels.Each filter kernel includes parameters used to generate elements for anoutput channel from elements for a corresponding input channel. Theparameters of the filter kernel include weights and a bias.

Weights of a filter kernel are parameters necessary for calculating aweighted sum of elements for an input channel. For example, F1 throughF9 in the filter kernel 430 of FIG. 4 are weights of the filter kernel430. I1, I2, I3, I8, I9, I10, I15, I16, and I17 in the second image 135are elements for an input channel. M1 in the feature map 450 for anoutput channel may be determined as a weighted sum of I1, I2, I3, I8,I9, I10, I15, I16, and I17 in the second image 135 based on the weightsF1 through F9 of the filter kernel 430.

A bias of a filter kernel is a parameter for adjusting an element outputto an output channel. Each element for the output channel may bedetermined by adding a bias to a weighted sum of elements for an inputchannel determined according to weights of the filter kernel. Forexample, M1 in the feature map 450 that is an element for the outputchannel may be determined by adding a bias to the weighted sum of I1,I2, I3, I8, I9, I10, I15, I16, and I17 in the second image 135.

Like the second convolution layer 330 of FIG. 3, the convolution layer1200 may respectively output, to four output channels, i.e., firstthrough fourth output channels 1260, 1262, 1264, and 1266, valuesobtained by filtering elements received from four input channels, i.e.,first through fourth input channels 1202, 1204, 1206, and 1208, withfour filter kernels, i.e., first through fourth filter kernels 1210,1220, 1230, and 1240.

The first filter kernel 1210 may include a three-dimensional (3D) weightmatrix and a first bias 1250. For example, a size of the 3D weightmatrix of the first filter kernel 1210 may be expressed as 3×3×4. Thelabel 3×3×4 respectively represent rows, columns, and a depth of thefilter kernel 1210. According to an embodiment of the disclosure, sizesof 3D weight matrices of the first through fourth filter kernels 1210,1220, 1230, and 1240 may be determined differently. For convenience ofdescription, FIG. 12 shows that the 3D weight matrix of the first filterkernel 1210 includes four two-dimensional (2D) weight matrices having asize of 3×3. Similarly, FIG. 12 also shows that a 3D weight matrix ofeach of the second through fourth filter kernels 1220, 1230, and 1240includes four 2D weight matrices having a size of 3×3.

A 2D weight matrix 1212 of a first depth of the first filter kernel 1210is used to filter elements for the first input channel 1202. Inaddition, 2D weight matrices 1214, 1216, and 1218 of second throughfourth depths of the first filter kernel 1210 are respectively used tofilter elements for the second through fourth input channels 1204, 1206,and 1208.

Similarly, 2D weight matrices 1222, 1224, 1226, and 1228 of depths ofthe second filter kernel 1220 are respectively used to filter theelements for the first through fourth input channels 1202, 1204, 1206,and 1208. Furthermore, 2D weight matrices 1232, 1234, 1236, and 1238 ofdepths of the third filter kernel 1230 are respectively used to filterthe elements for the first through fourth input channels 1202, 1204,1206, and 1208. In addition, 2D weight matrices 1242, 1244, 1246, and1248 of depths of the fourth filter kernel 1240 are respectively used tofilter the elements for the first through fourth input channels 1202,1204, 1206, and 1208.

The first filter kernel 1210 includes the first bias 1250. Likewise, thesecond through fourth filter kernels 1220, 1230, and 1240 respectivelyinclude second through fourth biases 1252, 1254, and 1256. The firstthrough fourth biases 1250, 1252, 1254, and 1256 are used to adjustelements for the first through fourth output channels 1260, 1262, 1264,and 1266.

A first weighted sum of the elements for the first input channel 1202 isdetermined according to weights in the 2D weight matrix 1212 of thefirst depth of the first filter kernel 1210. A second weighted sum ofthe elements for the second input channel 1204 is determined accordingto weights in the 2D weight matrix 1214 of the second depth of the firstfilter kernel 1210. Furthermore, a third weighted sum of the elementsfor the third input channel 1206 is determined according to weights inthe 2D weight matrix 1216 of the third depth of the first filter kernel1210. A fourth weighted sum of the elements for the first input channel1202 is determined according to weights in the 2D weight matrix 1218 ofthe fourth depth of the first filter kernel 1210. In addition, anelement for the first output channel 1260 may be determined by addingthe first bias 1250 to a sum of the first through fourth weighted sums.

Similarly to the above-described method of determining the element forthe first output channel 1260, elements for the second through fourthoutput channels 1262, 1264, and 1266 may be determined. In detail, anelement for the second output channel 1262 may be determined byfiltering the elements for the first through fourth input channels 1202,1204, 1206, and 1208 according to the four 2D weight matrices 1222,1224, 1226, and 1228 of the second filter kernel 1220 and the secondbias 1252. Similarly, an element for the third output channel 1264 maybe determined by filtering the elements for the first through fourthinput channels 1202, 1204, 1206, and 1208 according to the four 2Dweight matrices 1232, 1234, 1236, and 1238 of the third filter kernel1230 and the third bias 1254. In addition, an element for the fourthoutput channel 1266 may be determined by filtering the elements for thefirst through fourth input channels 1202, 1204, 1206, and 1208 accordingto the four 2D weight matrices 1242, 1244, 1246, and 1248 of the fourthfilter kernel 1240 and the fourth bias 1256.

Although it has been described with reference to FIG. 12 thatconvolution layer 1200 has the four input channels, i.e., the firstthrough fourth input channels 1202, 1204, 1206, and 1208, the number ofinput channels may be configured differently according to an embodiment.Furthermore, while it has been described with reference to FIG. 12 thatthe convolution layer 1200 has the four output channels, i.e., the firstthrough fourth output channels 1260, 1262, 1264, and 1266, the number ofoutput channels may be configured differently according to an embodimentof the disclosure. The number of filter kernels included in theconvolution layer 1200 is determined depending on the number of outputchannels. In addition, while FIG. 12 shows that first through fourthfilter kernels 1210, 1220, 1230, and 1240 each has a size of 3×3 (3 rowsand 3 columns) for convenience, the number of rows and columns in eachof the first through fourth filter kernels 1210, 1220, 1230, and 1240may be set or arranged differently according to an embodiment of thedisclosure.

FIG. 13 illustrates weights and biases for the first and second filterkernels 1210 and 1220 in the convolution layer 1200 of FIG. 12,according to an embodiment of the disclosure. Thus, in addition to thedescription of the filter kernel 430 of FIG. 4, functions of a filterkernel are now described with reference to FIG. 13. Reference numbers12XX of FIG. 12 correspond to reference numbers 13XX of FIG. 13. A partof reference numbers in FIG. 13 may not correspond to any referencenumbers of FIG. 12.

For convenience description, FIG. 13 shows only the weights and biasesfor the first and second filter kernels 1210 and 1220. However, like thefirst and second filter kernels 1210 and 1220, the third and fourthfilter kernels 1230 and 1240 may each include weights and a bias.

Referring to FIG. 13, a size of a 2D data array for each of the firstthrough fourth input channels 1202, 1204, 1206, and 1208 is 3×3.Furthermore, a size of a 2D data array for each of the first and secondoutput channels 1260 and 1262 is 3×3. Although FIG. 13 shows a size of a2D data array for each input channel or each output channel is 3×3 forconvenience, the size of a 2D data array for each of the first throughfourth input channels 1202, 1204, 1206, and 1208 and for each of thefirst and second output channels 1260 and 1262 may be configureddifferently according to an embodiment of the disclosure.

As shown in FIG. 13, padding such as zero padding or mirror padding maybe performed on top, bottom, right, and left sides of a 2D data arrayfor each of the first through fourth input channels 1202, 1204, 1206,and 1208. Zero padding refers to a process of adding an element with avalue of 0 to a 2D data array. Mirror padding is a process of adding anelement with the same value as an element located in a boundary of a 2Ddata array to the 2D data array. Referring to FIG. 13, zero padding maybe performed on a 2D data array for each of the first through fourthinput channels 1202, 1204, 1206, and 1208 to generate a 2D data arrayhaving a size of 5×5.

A top-left element 1380 in the 2D data array for the first outputchannel 1360 is determined by filtering 2D data arrays 1370, 1372, 1374,and 1376 of a size 3×3 respectively at top-left corners of zero-padded2D data arrays of a size 5×5 for the first through fourth input channels1302, 1304, 1306, and 1308. A position of each element in the 2D dataarray for the first output channel 1260 (shown in FIG. 12) correspond topositions of the 2D data arrays 1370, 1372, 1374, and 1376 correspondingto the element. Accordingly, the positions of the 2D data arrays 1370,1372, 1374, and 1376 corresponding to the top-left element 1380 aredetermined depending on the position of the top-left element 1380 in the2D data array for the first output channel 1260 (shown in FIG. 12).

Elements [0, 0, 0; 0, 0, 1; 0, 0, 1] in the 2D data array 1370 aremultiplied element-wise by elements [1, 0, −1; 1, 0, −1; 1, 0, −1] ofthe 2D weight matrix 1312 of the first depth of the first filter kernel1310. Then, −2, which is the sum of all the element-wise products isdetermined as a value obtained by filtering the 2D data array 1370.(0×1+0×0+0×(−1)+0×1+0×0+1×(−1)+0×1+0×0+1×(−1)=−2).

According to the above-described filtering method, a value obtained byfiltering the 2D data array 1372 with the 2D weight matrix 1314 of thesecond depth of the first filter kernel 1310 is determined to be −2.Similarly, a value obtained by filtering the 2D data array 1374according to the 2D weight matrix 1316 of the third depth of the firstfilter kernel 1310 is determined to be 0. Then, a value obtained byfiltering the 2D data array 1376 according to the 2D weight matrix 1318of the fourth depth of the first filter kernel 1310 is determined to be−1.

Finally, −4, which is a result obtained by adding the first bias 1350 tothe sum of all the values obtained by filtering the 2D data arrays 1370,1372, 1374, and 1376, is determined as a value of the top-left element1380 for the first output channel 1260 ((−2)+(−2)+0+(−1)+1=−4). Valuesof the remaining elements in the 2D data array for the first outputchannel 1260 are then determined in the same manner as the value of thetop-left element 1380. Furthermore, elements of a 2D data array for thesecond output channel 1262 are determined in the same manner as theelements of the 2D data array for the first output channel 1260.

To improve the performance of AI up-scaling, a DNN including theconvolution layer 1200 described above with reference to FIGS. 12 and 13may be optimized according to image characteristics, a state of anetwork, selection of a content provider, etc. Accordingly, the numberof convolutional layers included in the DNN and a structure andparameters of each convolutional layer in the DNN may be determineddifferently according to the image characteristics, state of thenetwork, selection of the content provider, etc.

The structure and parameters of the convolution layer 1200 describedwith reference to FIGS. 12 and 13 may be applied to the first throughthird convolution layers 310, 330 and 350 in the second DNN 300 of FIG.3 and the first through third convolution layers 710, 730, and 750 inthe first DNN 700 of FIG. 8.

A structure of AI encoding data including image data 1400 and AI data1440 is now described with reference to FIGS. 14 through 16.

FIG. 14 illustrates structures of the image data 1400 and the AI data1440 together with a corresponding relationship between the image data1400 and the AI data 1440.

A video-frame group-frame hierarchical structure of image data 1400 isdescribed with reference to FIG. 14. A video 1402 of FIG. 14 is a dataunit including all consecutive frames of the image data 1400. Parameterinformation of a video parameter set may be applied to all frames in thevideo 1402. The video parameter set is included in a video header 1404.

The video 1402 may include a plurality of frame groups (or coded videosequences). A frame group is a data unit composed of one or moreconsecutive frames that share parameter information of a frame groupparameter set (or sequence parameter set). The frame group parameter setmay be included in a frame group header. For example, a frame groupparameter set of a first frame group 1410 may be included in a firstframe group header 1412. In addition, a frame group parameter set of asecond frame group 1414 may be included in a second frame group header1416.

Each frame group may be independently encoded without being referencedto other frame groups. Each frame group includes an instantaneousdecoding refresh (IDR) frame or an intra random access point (I RAP)frame encoded without being referenced to other frames. All theremaining frames in the frame group are encoded with reference to theIDR frame (or IRAP frame). Thus, the first frame group 1410 isindependently encoded without being referenced to other frame groups inthe video 1402. A first frame 1420, which is a first encoded frame inthe first frame group 1410, is an IDR frame (or IRAP frame). All theremaining frames in the first frame group 1410 including the secondframe 1430 are encoded with reference to the first frame 1420.

Each frame represents one still image included in a video. A frameheader of a frame may include a frame parameter set including parameterinformation applied to the frame. For example, a first frame header 1422of the first frame 1420 may include a frame parameter set applied to thefirst frame 1420. Similarly, a second frame header 1432 of the secondframe 1430 may include a frame parameter set applied to the second frame1430.

A method of classifying AI data 1440 according to the above-describedvideo-frame group-frame hierarchical structure is described withreference to FIG. 14. The AI data 1440 may be classified into video AIdata 1442, frame group AI data 1450, and frame AI data 1460 according tothe type of a data unit to which the AI data 1440 is applied. The videoAI data 1442 refers to AI data applied to a video, and the frame groupAI data 1450 refers to AI data applied to a frame group. In addition,the frame AI data 1460 refers to AI data applied to a frame.

The video AI data 1442 corresponds to the video header 1404. Thus, thevideo AI data 1442 may be decoded in parallel with the video header1404. In addition, the video AI data 1442 may be decoded before decodingof the video header 1404. Alternatively, the video AI data 1442 may bedecoded after decoding of the video header 1404.

The frame group AI data 1450 corresponds to a frame group header.Referring to FIG. 14, first frame group AI data 1452 corresponds to thefirst frame group header 1412. Furthermore, second frame group AI data1454 corresponds to the second frame group header 1416. The first framegroup AI data 1452 and the second frame group AI data 1454 may berespectively decoded in parallel with the first and second frame groupheaders 1412 and 1416. Alternatively, for example, the first frame groupAI data 1452 and the second frame group AI data 1454 may be respectivelydecoded immediately before decoding of the first and second frame groupheaders 1412 and 1416. Alternatively, the first frame group AI data 1452and the second frame group AI data 1454 may be respectively decodedimmediately after decoding of the first and second frame group headers1412 and 1416.

The frame AI data 1460 corresponds to a frame header. Referring to FIG.14, first frame AI data 1462 corresponds to the first frame header 1422.Furthermore, second frame AI data 1464 corresponds to the second frameheader 1432. The first frame AI data 1462 and the second frame AI data1464 may be respectively decoded in parallel with the first and secondframe headers 1422 and 1432. Alternatively, for example, the first frameAI data 1462 and the second frame AI data 1464 may be respectivelydecoded immediately before decoding of the first and second frameheaders 1422 and 1432. Alternatively, the first frame AI data 1462 andthe second frame AI data 1464 may be respectively decoded immediatelyafter decoding of the first and second frame headers 1422 and 1432.

According to an embodiment of the disclosure, the data processor 632 ofFIG. 7 may generate a file corresponding to the image data 1400separately from a file corresponding to the AI data 1440. Thus, thecommunicator 634 transmits AI encoding data to the communicator 212 ofFIG. 2 as two separate files. Thus, the communicator 634 may transmitthe file corresponding to the image data 1400 and the file correspondingto the AI data 1440 via different communication channels. Thecommunicator 634 may also sequentially transmit the file correspondingto the image data 1400 and the file corresponding to the AI data 1440 atdifferent times. In the disclosure, a file refers to a collection ofdata stored in a memory. A video file is a collection of image datastored in the memory and the image data may be implemented in the formof a bitstream.

In the above-described embodiment of the disclosure, according to thecorresponding relationship between the image data 1400 and the AI data1440 described with reference to FIG. 14, the file corresponding to theAI data 1440 may be decoded according to a process of decoding the filecorresponding to the image data 1400. Furthermore, because the file (orbitstream) corresponding to the image data 1400 is separated from thefile corresponding to the AI data 1440, the file corresponding to theimage data 1400 and the file corresponding to the AI data 1440 may eachinclude information about synchronization of the two files.

According to an embodiment of the disclosure, the data processor 632 ofFIG. 7 may generate AI encoding data as a single file including both theimage data 1400 and the AI data 1440. The communicator 634 transmits theAI encoding data as the single file to the communicator 212 in FIG. 2.

According to an embodiment of the disclosure, the AI data 1440 may notbe embedded in the image data 1400, but separated from the image data1400. Thus, because the AI encoding data is configured as a single filebut the AI data 1440 is separated from the image data 1400, the AI data1440 and/or the image data 1400 may contain information aboutsynchronization of the AI data 1440 and the image data 1400.Alternatively, the second DNN 300 required for AI up-scaling may bedetermined according to the AI data 1440 and then the image data 1400may be decoded.

Alternatively, the AI data 1440 may be embedded in the image data 1400.For example, the video AI data 1442 may be embedded in the video header1404. In this case, the video header 1404 may include the video AI data1442 together with the video parameter set. Alternatively, the video AIdata 1442 may be embedded in the single file to be placed before orafter the video header 1404 independently of the video header 1404.Thus, decoding of the video AI data 1442 may be performed simultaneouslywith, immediately before, or immediately after decoding of the videoheader 1404.

Similarly, the first frame group header 1412 may include the first framegroup AI data 1452 together with the frame group parameter set.Alternatively, the first frame group AI data 1452 may be embedded in thesingle file to be placed before or after the first frame group header1412, independently of the first frame group header 1412. Thus, decodingof the first frame group AI data 1452 may be performed simultaneouslywith, before or after decoding of the first frame group header 1412.

Similarly, the first frame header 1422 may include the first frame AIdata 1462 together with the frame parameter set. Alternatively, thefirst frame AI data 1462 may be embedded in the single file to be placedbefore or after the first frame header 1422, independently from thefirst frame header 1422. Thus, decoding of the first frame AI data 1462may be performed simultaneously with, before, or after decoding of thefirst frame header 1422.

FIG. 15 illustrates AI encoding data when AI data 1520 is separated fromimage data within a single file, according to an embodiment of thedisclosure. As shown in FIG. 15, the AI encoding data 1500 is includedin a video file 1500 in a predefined container format. The predefinedcontainer format may be MP4, Audio Video Interlaced (AVI), Matroska(MKV), Flash Video (FLV), or the like.

The video file 1500 includes a metadata box 1510 and a media data box1530. The metadata box 1510 includes information about media dataincluded in the media data box 1530. For example, the metadata box 1510may include pieces of information about a type of media data, a type ofa codec used to encode the media data, and a playback time for a media.

The metadata box 1510 may include the AI data 1520. The AI data 1520 isencoded according to an encoding method provided in the predefinedcontainer format and then stored in the metadata box 1510. The AI data1520 stored in the metadata box 1510 may be configured independently ofthe image data.

The AI data 1520 includes video AI data 1522, frame group AI data 1524,and frame AI data 1526. The video AI data 1522, the frame group AI data1524, and the frame AI data 1526 are respectively set to correspond to avideo header 1532, a frame group header 1536, and a frame header 1540.

The AI data 1520 in the metadata box 1510 may be decoded before theimage data in the media data box 1530. Thus, the second DNN 300 requiredfor AI up-scaling may be determined according to the AI data 1520 beforedecoding the image data. The second DNN 300 may be determined for theentire video, i.e., all of the plurality of frames in the vidoe.Alternatively, for adaptive AI up-scaling on a per-frame group basis,the second DNN 300 may be determined differently for each frame group.Alternatively, for adaptive AI up-scaling on a per-frame basis, thesecond DNN 300 may be determined differently for each frame.

The AI data 1520 in the metadata box 1510 may be decoded together withthe image data in the media data box 1530. Decoding of the video AI data1522 may be performed immediately before or after decoding of the videoheader 1532. Alternatively, the video AI data 1522 may be decoded inparallel with the video header 1532. Similarly, decoding of the framegroup AI data 1524 may be performed immediately before or after decodingof the frame group header 1536. Alternatively, the frame group AI data1524 may be decoded in parallel with the frame group header 1536.Furthermore, decoding of the frame AI data 1526 may be performedimmediately before or after decoding of the frame header 1540.Alternatively, the frame AI data 1526 may be decoded in parallel withthe frame header 1540.

While FIG. 15 shows that the video file 1500 includes one metadata box1510 and one media data box 1530 for convenience of description, thevideo file 1500 may include two or more metadata boxes 1510 and two ormore media data boxes. In this case, two or more image data segmentsobtained by dividing the image data in units at a preset time intervalmay be stored in the two or more media data boxes. Furthermore, piecesof information about the two or more image data segments stored in thetwo or more media data boxes may be respectively included in the two ormore metadata boxes. In addition, the two or more metadata boxes mayeach include AI data.

Although it has been described with reference to FIG. 15 that the AIdata 1520 is included in the metadata box 1510, according to anembodiment of the disclosure, the AI data 1520 may be included in themedia data box 1530. In this case, the AI data 1520 may be configuredindependently of the image data within the media data box 1530.

FIG. 16 illustrates AI encoding data of a case where AI data is embeddedin image data in a single file, according to an embodiment of thedisclosure.

A video file 1600 includes a metadata box 1610 and a media data box1620. Because AI data is embedded in image data, the metadata box 1610does not include the AI data. The media data box 1620 instead includesthe image data having the AI data embedded therein. AI data may beencoded according to a video codec for image data. Examples of videocodec for the image data may include H.264, HEVC, AVS2.0, XviD, etc.

Referring to FIG. 16, video AI data 1624 may be included in a videoheader 1622. Accordingly, the video AI data 1624 may be decoded togetherwith video parameters included in the video header 1622. Furthermore,frame group AI data 1634 may be included in a frame group header 1632.The frame group AI data 1634 may be decoded together with frame groupparameters included in the frame group header 1632. In addition, frameAI data 1644 may be included in a frame header 1642. The frame AI data1644 may be decoded together with frame parameters included in the frameheader 1642.

According to an embodiment of the disclosure, unlike in FIG. 16, thevideo AI data 1624 may be located before or after the video header 1622.In this case, the video AI data 1624 may be decoded before or after thevideo parameters included in the video header 1622 are decoded.Furthermore, the frame group AI data 1632 may be located before or afterthe frame group header 1634. Accordingly, the frame group AI data 1632may be decoded before or after the frame group parameters included inthe frame group header 1634 are decoded. In addition, the frame AI data1644 may be located before or after the frame header 1642. Accordingly,the frame AI data 1644 may be decoded before or after the frameparameters included in the frame header 1642 are decoded. According tothe embodiment of the disclosure, the video AI data 1624, the framegroup AI data 1632, and the frame AI data 1644 are each in the form of asupplemental enhancement information (SEI) message and are respectivelyseparated from the video header 1622, the frame group header 1634, andthe frame header 1642.

FIG. 15 shows that the AI data 1520 is included only in the metadata box1510, and FIG. 16 shows that the AI data is embedded in the image dataincluded in the media data box 1620. However, according to an embodimentof the disclosure, a part of AI data may be included in the metadata box1610 while the remaining part of the AI data may be included in themedia data box 1620. For example, video AI data applied to the entireimage data may be included in the metadata box 1610 while AI dataapplied to a frame group and a frame may be included in the media databox 1620. Furthermore, according to an embodiment of the disclosure, apart of AI data may not be included in the video file 1600 and may beseparately transmitted.

A method of adaptively determining DNN setting information of the secondDNN 300 used to perform AI up-scaling for a video, a frame group, and/ora frame is described with reference to FIGS. 17 through 30. Furthermore,a method of updating DNN setting information for a video, a frame group,and/or a frame to adaptively determine DNN setting information for thevideo, the frame group, and/or the frame is described. Therefore, theaccuracy of AI up-scaling may be improved by applying updated DNNsetting information adaptively determined for a current video, a currentframe group, and/or a current frame instead of default DNN settinginformation preset based on training images.

FIG. 17 is a block diagram of an AI decoding apparatus 1700 including anAI up-scaler 1734 with detailed functions compared to the AI up-scaler234 of the AI decoding apparatus 200 of FIG. 2.

A communicator 1712, a parser 1714, and an outputter 1716 included in areceiver 1710 of the AI decoding apparatus 1700 may perform thefunctions of the communicator 212, the parser 214, and the outputter216, respectively, included in the receiver 210 of the AI decodingapparatus 200. Furthermore, a first decoder 1732 and the AI up-scaler1734 included in an AI decoder 1730 of the AI decoding apparatus 1700may perform the functions of the first decoder 232 and the AI up-scaler234, respectively, included in the AI decoder 230 of the AI decodingapparatus 200.

When image data and AI data are transmitted as separate files as shownin FIG. 14, the image data and the AI data are received by thecommunicator 1712. Then, the image data and the AI data are respectivelytransmitted to the first decoder 1732 and the AI up-scaler 1734 by theoutputter 1716.

When image data and AI data are separated from each other within asingle video file and transmitted as shown in FIG. 15, the video fileincluding the image data and the AI data is received by the communicator1712. Then, the image data and AI data are extracted from the video fileby the parser 1714 and are respectively transmitted to the first decoder1732 and the AI up-scaler 1734 by the outputter 1716.

When a video file including image data with AI data embedded therein istransmitted as shown in FIG. 16, the video file is received by thecommunicator 1712. The image data with the AI data embedded therein isthen transmitted to the first decoder 1732 by the outputter 1716. In theprocess of decoding the image data, the AI data embedded in the imagedata is extracted by the first decoder 1732. The second image 135obtained by decoding the image data is then transmitted to the AIup-scaler 1734.

The AI up-scaler 1734 included in the AI decoder 1730 of the AI decodingapparatus 1700 may include a DNN controller 1736 and an image processor1738. The DNN controller 1736 may determine, based on the AI data, videoDNN setting information applied to a video, frame group DNN settinginformation applied to a frame group, and frame DNN setting informationapplied to a frame.

The DNN controller 1736 may determine video DNN setting information,frame group DNN setting information, and frame DNN setting informationbased on one or more pieces of default DNN setting information that arepreset. Furthermore, the DNN controller 1736 may set the second DNN 300by using the video DNN setting information, the frame group DNN settinginformation, and/or the frame DNN setting information. The one or morepieces of default DNN setting information may be prestored in the AIup-scaler 1734.

Furthermore, the DNN controller 1736 may use, instead of default DNNsetting information, updated DNN setting information generated accordingto DNN update information. Furthermore, the DNN controller 1736 maydetermine, based on the updated DNN setting information, video DNNsetting information, frame group DNN setting information, and frame DNNsetting information optimized according to image characteristics of avideo, a frame group, and a frame.

The DNN update information may include information for generating DNNsetting information optimized for a video, a frame group, or a frame.Furthermore, the updated DNN setting information may include DNN settinginformation generated according to the DNN update information.Furthermore, an updated DNN is a DNN set according to the updated DNNsetting information.

Furthermore, the image processor 1738 may perform AI up-scaling on thesecond image 135 according to the second DNN 300 set by the DNNcontroller 1736.

The AI decoding apparatus 1700 may process AI encoding data transmittedin various forms as described with reference to FIGS. 14 through 16.

Hereinafter, a method, performed by the DNN controller 1736, ofdetermining video DNN setting information, frame group DNN settinginformation, and/or frame DNN setting information will be described withreference to FIGS. 18 through 22.

FIG. 18 illustrates a DNN setting information determination method forupdating DNN setting information on a per-video basis, according to anembodiment of the disclosure.

The DNN controller 1736 (shown in FIG. 17) determines whether DNNsetting information is to be updated for a video 1830 (operation 1802).The DNN controller 1736 may determine whether the DNN settinginformation is to be updated according to video DNN update permissioninformation. The video DNN update permission information indicateswhether the DNN setting information for the video 1830 is updated.

When the DNN setting information is not updated for the video 1830, theDNN controller 1736 determines video DNN setting information from amongone or more pieces of default DNN setting information (operation 1804).The DNN controller 1736 may determine video DNN setting information fromamong one or more pieces of default DNN setting information according tovideo DNN index information. The video DNN index information indicatesDNN setting information used for the video 1830 from among a pluralityof pieces of candidate DNN setting information.

When the DNN setting information is updated for the video 1830, the DNNcontroller 1736 determines updated DNN setting information generatedaccording to video DNN update information as being video DNN settinginformation (operation 1806). The video DNN update information mayinclude the number of layers related to an up-scaling DNN applied to thevideo 1830, the number of input channels and output channels, a size ofa filter kernel, weights and a bias of a filter kernel, etc.

The DNN controller 1736 sets the video DNN setting informationdetermined in operation 1804 or 1806 to be frame group DNN settinginformation for a first frame group 1832, a second frame group 1834, athird frame group 1836, and the like (operation 1808).

FIG. 19 illustrates a DNN setting information determination method forupdating one or more pieces of DNN setting information on a per-videobasis, according to an embodiment of the disclosure.

The DNN controller 1736 (shown in FIG. 17) determines whether DNNsetting information is to be updated for a video 1930 (operation 1902).The DNN controller 1736 may determine whether the DNN settinginformation is to be updated according to video DNN update permissioninformation.

When the DNN setting information is not updated for the video 1930, theDNN controller 1736 determines one or more pieces of video DNN settinginformation from among one or more pieces of default DNN settinginformation (operation 1904). The DNN controller 1736 may determine,based on video DNN index information, one or more pieces of video DNNsetting information from among one or more pieces of default DNN settinginformation.

When the DNN setting information is updated for the video 1930, the DNNcontroller 1736 determines one or more pieces of updated DNN settinginformation generated according to video DNN update information as beingone or more pieces of video DNN setting information (operation 1906).

The DNN controller 1736 determines one of the one or more pieces ofvideo DNN setting information determined in operation 1904 or 1906 to beframe group DNN setting information for a current frame group (operation1908).

The video 1930 consists of a plurality of frame groups including a firstframe group 1932, a second frame group 1934, a third frame group 1936,etc. The current frame group is a frame group currently being decodedfrom among the frame groups included in the video 1930. Operation 1908is performed for each of the frame groups. In other words, the DNNcontroller 1736 may independently select one piece of video DNN settinginformation for each frame group from among the one or more video DNNsetting information. Thus, different pieces of video DNN settinginformation may be respectively selected for the first and second framegroups 1932 and 1934.

The DNN controller 1736 may select one from among the one or more piecesof video DNN setting information according to frame group DNN indexinformation. The frame group DNN index information indicates DNN settinginformation used for a frame group from among a plurality of pieces ofavailable candidate DNN setting information.

FIG. 20 illustrates a DNN setting information determination method forupdating one or more pieces of DNN setting information on a per-videobasis and on a per-frame group basis, according to an embodiment of thedisclosure.

The DNN controller 1736 (shown in FIG. 17) determines whether DNNsetting information is to be updated for a video 2030 (operation 2002).The DNN controller 1736 may determine whether the DNN settinginformation is to be updated according to video DNN update permissioninformation.

When the DNN setting information is not updated for the video 2030, theDNN controller 1736 determines one or more pieces of video DNN settinginformation from among one or more pieces of default DNN settinginformation (operation 2004). The DNN controller 1736 may determine,based on video DNN index information, one or more pieces of video DNNsetting information from among one or more pieces of default DNN settinginformation.

When the DNN setting information is updated for the video 2030, the DNNcontroller 1736 determines one or more pieces of updated DNN settinginformation generated according to video DNN update information as beingone or more pieces of video DNN setting information (operation 2006).

Operations 2008 through 2012 are performed for each frame group. Thevideo 2030 includes a plurality of frame groups including a first framegroup 2032, a second frame group 2034, a third frame group 2036, etc. Acurrent frame group is a frame group currently being decoded from amongthe plurality of frame groups included in the video 2030.

The DNN controller 1736 determines whether the DNN setting informationis to be updated for a current frame group (operation 2008). The DNNcontroller 1736 may determine whether the DNN setting information is tobe updated according to frame group DNN update permission information.The frame group DNN update permission information indicates whether DNNsetting information is updated for the current frame group.

When the DNN setting information is not updated for the current framegroup, the DNN controller 1736 determines one of the one or more piecesof video DNN setting information determined in operation 2004 or 2006 tobe frame group DNN setting information for the current frame group(operation 2010). The DNN controller 1736 may select one from among theone or more pieces of video DNN setting information according to framegroup DNN index information.

When the DNN setting information is updated for the current frame group,the DNN controller 1736 determines updated DNN setting informationgenerated according to frame group DNN update information as being framegroup DNN setting information (operation 2012).

According to an embodiment of the disclosure, the frame group DNN updateinformation may include DNN setting information related to a structureof the second DNN 300, which is applied to a frame group, so that anup-scaling DNN may be set without reference to video DNN settinginformation. The frame group DNN update information may further includeDNN setting information regarding parameters of filter kernels in thesecond DNN 300.

According to another embodiment of the disclosure, DNN settinginformation related to the structure of the second DNN 300 may bedetermined according to video DNN setting information. Furthermore, theframe group DNN update information may include only DNN settinginformation regarding parameters of filter kernels to be set in thesecond DNN 300. Thus, operation 2012 may include selecting one fromamong the one or more pieces of video DNN setting information. Then, astructure of an up-scaling DNN may be determined based on the selectedvideo DNN setting information. Furthermore, weights and biases of filterkernels in the up-scaling DNN may be determined based on the frame groupDNN update information.

FIG. 21 illustrates a DNN setting information determination method forupdating one or more pieces of DNN setting information on a per-videobasis and on a per-frame group basis, according to an embodiment of thedisclosure. Unlike in the DNN setting information determination method2000 of FIG. 20, according to the DNN setting information determinationmethod 2100 of FIG. 21, DNN setting information for a frame group may bedetermined by referring to DNN setting information for a previouslydecoded frame group.

According to the DNN setting information determination methods of FIGS.18 through 20, video DNN setting information is vertically referencedfor frame groups that are lower level data units of a video. However,when pieces of frame group DNN setting information for temporallyconsecutive frame groups are identical or similar to each other, thesize of AI data required for determination of DNN setting informationmay be reduced by horizontally referencing the DNN setting informationbetween the frame groups.

The DNN controller 1736 determines whether DNN setting information is tobe updated for a video 2130 (operation 2102). The DNN controller 1736may determine whether the DNN setting information is to be updatedaccording to video DNN update permission information.

When the DNN setting information is not updated for the video 2130, theDNN controller 1736 determines one or more pieces of video DNN settinginformation from among one or more pieces of default DNN settinginformation (operation 2104). The DNN controller 1736 may determine,based on video DNN index information, one or more pieces of video DNNsetting information from among one or more pieces of default DNN settinginformation.

When the DNN setting information is updated for the video 2030, the DNNcontroller 1736 determines one or more pieces of updated DNN settinginformation generated according to video DNN update information as beingone or more pieces of video DNN setting information (operation 2106).

The video 2130 includes a plurality of frame groups including a firstframe group 2132, a second frame group 2134, a third frame group 2136,etc. Frame group DNN setting information for the first frame group 2132that is initially decoded may be determined by referring to only the oneor more pieces of video DNN setting information determined in operation2104 or operation 2106. On the other hand, pieces of frame group DNNsetting information for frame groups decoded after the first frame group2132, such as the second and third frame groups 2134 and 2136, may bedetermined by referring to the one or more pieces of video DNN settinginformation determined in operation 2104 or 2106 as well as pieces offrame group DNN setting information for previously decoded frame groups.

Operations 2108, 2110, and 2112 are performed for the first frame group2132.

The DNN controller 1736 determines whether DNN setting information is tobe updated for the first frame group 2132 (operation 2108). The DNNcontroller 1736 may determine whether the DNN setting information is tobe updated according to frame group DNN update permission information.

When the DNN setting information is not updated for the first framegroup 2132 that is a current frame group, the DNN controller 1736determines one of the one or more pieces of video DNN settinginformation determined in operation 2104 or 2106 to be frame group DNNsetting information for the current frame group (operation 2110). TheDNN controller 1736 may select one from among the one or more pieces ofvideo DNN setting information according to frame group DNN indexinformation.

When the DNN setting information is updated for the current frame group,the DNN controller 1736 determines updated DNN setting information setbased on frame group DNN update information as being frame group DNNsetting information (operation 2112). According to an embodiment of thedisclosure, the DNN controller 1736 may determine frame group DNNsetting information without referring to video DNN setting information.According to another embodiment, the DNN controller 1736 may determineframe group DNN setting information related to the structure of thesecond DNN 300 according to video DNN setting information. Furthermore,the DNN controller 1736 may determine frame group DNN settinginformation regarding parameters of filter kernels in the second DNN 300based on the frame group DNN update information.

Operations 2114, 2116, and 2118 are performed for each of the remainingframe groups other than the first frame group 2132.

The DNN controller 1736 determines whether DNN setting information is tobe updated fora current frame group (operation 2114). Like in operation2108, the DNN controller 1736 may determine whether the DNN settinginformation is to be updated according to frame group DNN updatepermission information.

When the DNN setting information is not updated for the current framegroup, the DNN controller 1736 determines, as being frame group DNNsetting information for the current frame group, one from among the oneor more pieces of video DNN setting information determined in operation2104 or 2106 and one or more pieces of frame group DNN settinginformation for a previous frame group decoded before the current framegroup (operation 2116).

When the DNN setting information is updated for the current frame group,the DNN controller 1736 determines updated DNN setting information setbased on frame group DNN update information as being frame group DNNsetting information for the current frame group (operation 2118).According to an embodiment of the disclosure, the DNN controller 1736may determine frame group DNN setting information for the current framegroup without referring to video DNN setting information or frame groupDNN setting information for a previous frame group. According to anotherembodiment of the disclosure, the DNN controller 1736 may determineframe group DNN setting information related to the structure of thesecond DNN 300 according to the video DNN setting information or theframe group DNN setting information for the previous frame group.Furthermore, the DNN controller 1736 may determine frame group DNNsetting information regarding parameters of filter kernels to be set inthe second DNN 300 based on the frame group DNN update information.

According to an embodiment of the disclosure, prior to operation 2114,the DNN controller 1736 may obtain, for each of the remaining framegroups other than the first frame group 2132, frame group DNN dependencyinformation indicating whether frame group DNN setting information foran immediately preceding frame group is to be referred to. Furthermore,prior to operation 2114, the DNN controller 1736 may determine, based onthe frame group DNN dependency information, whether frame group DNNsetting information for the current frame group is determined byreferring to the frame group DNN setting information for the immediatelypreceding frame group. Because it is highly likely that the same orsimilar frame group DNN setting information will be used for consecutiveframe groups, the size of data required to determine the frame group DNNsetting information may be reduced by using the frame group DNNdependency information.

FIG. 22 illustrates a DNN setting information determination method forupdating DNN setting information on a per-frame basis, according to anembodiment of the disclosure. Different DNN setting information may beapplied for each frame according to the DNN setting informationdetermination method shown in FIG. 22.

The DNN controller 1736 determines frame group DNN setting informationfor a current frame group 2210 according to the methods of determiningframe group DNN setting information (operation 2202), which areillustrated in FIGS. 18 through 21.

The DNN controller 1736 determines whether DNN setting information is tobe updated for a current frame (operation 2204). The current frame is aframe currently being decoded from among frames included in the currentframe group 2210. The current frame group 2210 includes a plurality offrames including first through third frames 2212, 2214, and 2216, etc.Because frame DNN setting information is independently determined foreach frame, for example, different pieces of frame DNN settinginformation may be respectively applied to the first and second frames2212 and 2214.

When the DNN setting information is not updated for the current frame,the DNN controller 1736 determines the frame group DNN settinginformation as frame DNN setting information for the current frame(operation 2206).

When the DNN setting information is updated for the current frame, theDNN controller 1736 determines updated DNN setting information generatedaccording to frame DNN update information as being frame DNN settinginformation (operation 2208). According to an embodiment of thedisclosure, the DNN controller 1736 may determine frame DNN settinginformation without referring to the frame group DNN settinginformation. According to another embodiment, the DNN controller 1736may determine frame DNN setting information regarding the structure ofthe second DNN 300 by referring to the frame group DNN settinginformation. Furthermore, frame DNN setting information regarding aparameter of a filter kernel to be set in the second DNN 300 may bedetermined based on the frame DNN update information.

According to an embodiment of the disclosure, prior to operation 2204,the DNN controller 1736 may obtain, for each of the remaining framesother than the first frame 2212, frame DNN dependency informationindicating whether frame DNN setting information for an immediatelypreceding frame is to be referred to by the current frame. Furthermore,prior to operation 2114, the DNN controller 1736 may determine, based onthe frame DNN dependency information, whether frame DNN settinginformation for the current frame is determined by referring to theframe DNN setting information for the immediately preceding frame.Because it is highly likely that the same or similar frame DNN settinginformation will be used for consecutive frames, the size of datarequired to determine the frame DNN setting information may be reducedby using the frame DNN dependency information.

FIGS. 23 through 26 illustrate structures of DNN update information fordetermining at least one piece of DNN setting information for a video ora frame group, according to embodiments of the disclosure.

FIGS. 23 through 25 respectively illustrate data structures 2320, 2400,and 2500, each including AI data related to an update of DNN settinginformation for a video or a frame group, according to embodiments ofthe disclosure. AI data according to each of the data structures 2320,2400, and 2500 may be included in a video parameter set or frame groupparameter set. Alternatively, AI data according to each of the datastructures 2320, 2400, and 2500 may not be included in a video parameterset or frame group parameter set but may be included in a video headeror frame group header as a separate item.

According to an embodiment of the disclosure, AI data according to eachof the data structures 2320, 2400, and 2500 may be stored in themetadata box 1510 of the video file 1500 of FIG. 15. Alternatively, AIdata according to each of the data structures 2320, 2400, and 2500 maybe transmitted separately from image data. The AI data may also besynchronized with the image data and applied to a video or a framegroup.

When AI data according to each of the data structures 2320, 2400, and2500 is applied to a video, AI data related to an update of DNN settinginformation may be applied to all frames of the video. When AI dataaccording to each of the data structures 2320, 2400, and 2500 is appliedto a frame group, AI data related to an update of DNN settinginformation may be applied to all frames of the frame group.

Characteristics for determining one or more pieces of video DNN settinginformation optimized for each of the videos in operations 1802 through1806 of FIG. 18, operations 1902 through 1906 of FIG. 19, operations2002 through 2006 of FIG. 20, and operations 2102 through 2106 of FIG.21 may be implemented according to the data structures 2320, 2400, and2500 of FIGS. 23 through 25. Furthermore, characteristics fordetermining one or more pieces of frame group DNN setting informationoptimized for each of the frame groups in operations 2008 through 2012of FIG. 20 and operations 2108 through 2118 of FIG. 21 may beimplemented according to the data structures 2320, 2400, and 2500 ofFIGS. 23 through 25.

FIG. 23 illustrates a data structure 2300 including AI target data andAI auxiliary data and the data structure 2320 including AI data relatedto an update of DNN setting information, according to an embodiment ofthe disclosure. In FIG. 23, updated DNN setting information isdetermined according to DNN update information without referring todefault DNN setting information or DNN setting information for ahigher-level data unit than a current data unit.

The data structure 2300 of FIG. 23 is a higher level structure comparedto the data structure 2320. The data structure 2300 includesai_codec_info 2302 which is AI target data indicating whether AIup-scaling is applied to the current data unit. When ai_codec_info 2302indicates that AI up-scaling is applied to the current data unit, thedata structure 2300 includes AI auxiliary dataai_codec_applied_channel_info 2304, target_bitrate_info 2306, res_info2308, ai_codec_DNN_info 2310, and ai_codec_supplementary_info 2312 thatrespectively represent channel information, target bitrate information,resolution information, DNN related information, and supplementaryinformation.

Referring to FIG. 23, the ai_codec_DNN_info 2310 may include DNN updateinformation related to an update of DNN setting information according tothe data structure 2320 of FIG. 23. The DNN update information accordingto the data structure 2320 may include ai_codec_DNN_update_flag 2322,ai_codec_num_DNN 2324, ai_codec_num_layers 2326, ai_codec_out_channel2328, ai_codec_in_channel 2330, ai_codec_filter_size 2332,ai_codec_weights 2334, and ai_codec_bias 2336.

The ai_codec_DNN_update_flag 2322 in the data structure 2320 is DNNupdate permission information. The DNN update permission informationindicates whether one or more pieces of DNN setting information areupdated.

When the ai_codec_DNN_update_flag 2322 indicates that the one or morepieces of DNN setting information are not updated, the ai_codec_num_DNN2324 and some pieces of the DNN update information below theai_codec_num_DNN 2324 are not included in the data structure 2320 ofFIG. 23. When the current data unit is a video, one or more pieces ofvideo DNN setting information may be selected from among a plurality ofpieces of prestored default DNN setting information. When the currentdata unit is a frame group, frame group DNN setting information for thecurrent frame group may be selected from the one or more pieces of videoDNN setting information. DNN index information referenced in theselection of video DNN setting information or frame group DNN settinginformation may be included in the data structure 2320.

When the ai_codec_DNN_update_flag 2322 indicates that the one or morepieces of DNN setting information are updated, DNN update information isincluded in the data structure 2320. The DNN update informationindicates information about an update of the one or more pieces of DNNsetting information used for setting the second DNN 300.

For example, the DNN update information may include DNN numberinformation regarding the number of pieces of DNN setting information tobe updated. The DNN update information may further include layer numberinformation regarding the number of layers in a DNN. The DNN updateinformation may further include input channel information indicating thenumber of input channels in a layer and output channel informationindicating the number of output channels in the layer. In addition, theDNN update information may include filter kernel size informationindicating a size of a filter kernel of a layer, and information relatedto weights and a bias representing parameters of the filter kernel.

The ai_codec_num_DNN 2324 indicates DNN number information. Theai_codec_num_DNN 2324 may be included in the data structure 2320 whenthe ai_codec_DNN_update_flag 2322 indicates that the one or more piecesof DNN setting information are updated. A number of pieces of updatedDNN setting information equal to a number indicated by theai_codec_num_DNN 2324 is defined for a video or frame group. Forexample, when the ai_codec_num_DNN 2324 indicates four (4), four piecesof updated DNN setting information are defined.

Pieces of information about a layer and a filter kernel included inupdated DNN setting information are determined according to theai_codec_num_layers 2326, ai_codec_out_channel 2328, ai_codec_in_channel2330, ai_codec_filter_size 2332, ai_codec_weights 2334, andai_codec_bias 2336 that may be individually defined for each of aplurality of updated DNNs. Alternatively, values of theai_codec_num_layers 2326, ai_codec_out_channel 2328, ai_codec_in_channel2330, and ai_codec_filter_size 2332 may be set to be commonly applied toa plurality of pieces of updated DNN setting information.

The ai_codec_num_layers 2326 may be defined for updated DNN settinginformation. The ai_codec_num_layers 2326 is layer number informationindicating the number of layers included in the updated DNN settinginformation. For example, when the ai_codec_num_layers 2326 indicatesthree (3), an updated DNN is set to include three layers.

A number of pieces of the ai_codec_num_layers 2326 equal to the numberof a plurality of updated DNNs may be respectively defined for theupdated DNNs. When the number of updated DNNs is four, four pieces ofthe ai_codec_num_layers 2326 respectively relating to four updated DNNsmay be included in the data structure 2320.

Furthermore, only one piece of the ai_codec_num_layers 2326 may bedefined for a plurality of updated DNNs. Thus, the number of layers ineach of the updated DNNs may be determined by the one piece of theai_codec_num_layers 2326. Thus, the numbers of layers in the updatedDNNs may be determined for all the updated DNNs to be equal to oneanother.

The ai_codec_out_channel 2328 and ai_codec_in_channel 2330 may bedefined for each layer in an updated DNN. The ai_codec_out_channel 2328indicates output channel information regarding the number of outputchannels in each layer. Furthermore, the ai_codec_in_channel 2330indicates input channel information regarding the number of inputchannels in each layer. For example, when the ai_codec_out_channel 2328indicates 3, the number of output channels in each layer is set to 3.When the ai_codec_in_channel 2330 indicates 3, the number of inputchannels in each layer is set to 3.

When there are two or more layers in a DNN, ai_codec_in_channel 2330 ofa subsequent layer may be determined according to ai_codec_out_channel2328 of a preceding layer. Thus, for the remaining layers other than afirst layer of the DNN, the ai_codec_in_channel 2330 may be omitted fromthe data structure 2320.

Furthermore, when the number of input channels in the DNN is fixed, theai_codec_in_channel 2330 of the first layer may be omitted from the datastructure 2320. For example, when the number of input channels in theDNN is fixed to 3, the ai_codec_in_channel 2330 of the first layer isomitted from the data structure 2320.

Similarly, when the number of output channels in the DNN is fixed,ai_codec_out_channel 2328 of a last layer of the DNN may be omitted fromthe data structure 2320. For example, when the number of output channelsin the DNN is fixed to 3, ai_codec_out_channel 2328 of the last layer(i.e., the third layer) may be omitted from the data structure 2320.

The ai_codec_out_channel 2328 and ai_codec_in_channel 2330 may bedefined for each of layers in each of a plurality of updated DNNs. Forexample, when there are two updated DNNs, i.e., first and second updatedDNNs, a plurality of pieces of ai_codec_out_channel 2328 and a pluralityof pieces of ai_codec_in_channel 2330 for respective layers of the firstupdated DNN and a plurality of pieces of ai_codec_out_channel 2328 and aplurality of pieces of ai_codec_in_channel 2330 for respective layers ofthe second updated DNN may be included in the data structure 2320.

Furthermore, when each of two or more updated DNNs includes an equalnumber of layers, a plurality of pieces of ai_codec_out_channel 2328 anda plurality of pieces of ai_codec_in_channel 2330 respectively definedfor layers in one updated DNN may be applied to corresponding layers inanother updated DNN. Accordingly, each of the two or more updated DNNsmay be determined to have an equal number of layers, and layers arrangedat corresponding positions in the two or more updated DNNs are eachdetermined to have an equal number of input channels and an equal numberof output channels. For example, first layers in the two or more updatedDNNs may be each determined to have an equal number of input channelsand an equal number of output channels. Similarly, second layers in thetwo or more updated DNNs may be each determined to have an equal numberof input channels and an equal number of output channels.

Ai_codec_filter_size 2332 may be defined for each layer of an updatedDNN. The ai_codec_filter_size 2332 is filter kernel size informationindicating a size of a filter kernel of a layer. Because a depth of thefilter kernel is determined according to the number of input channels,the ai_codec_filter_size 2332 represents the number of rows and columnsof the filter kernel, and the depth of the filter kernel may be omittedin the ai_codec_filter_size 2332. When the number of rows in the filterkernel is equal to the number of columns therein, theai_codec_filter_size 2332 may only include one value for the numbers ofrows and columns of the filter kernel. For example, whenai_codec_filter_size 2332 indicates 3, a size of the filter kernel isdetermined to be 3×3. When the number of rows in the filter kernel isnot necessarily equal to the number of columns therein, both the numberof rows and the number of columns of the filter kernel may be used toindicate the size of the filter kernel. For example, when theai_codec_filter_size 2332 indicates 3 and 5, the size of the filterkernel is determined to be 3×5 (i.e., 3 rows by 5 columns).

The ai_codec_filter_size 2332 may be defined for each of layers in eachof a plurality of updated DNNs. For example, when there are two updatedDNNs, i.e., first and second updated DNNs, a plurality of pieces ofai_codec_filter_size 2332 for respective layers of the first updated DNNand a plurality of pieces of ai_codec_filter_size 2332 for respectivelayers of the second updated DNN may be included in the data structure2320.

Furthermore, when each of two or more updated DNNs includes an equalnumber of layers, and layers arranged at corresponding positions in thetwo or more updated DNNs each have an equal number of input channels andan equal number of output channels, a plurality of pieces ofai_codec_filter_size 2332 respectively defined for layers in one updatedDNN may be applied to corresponding layers in another updated DNN.Accordingly, each of the two or more updated DNNs may be determined tohave an equal number of layers, and layers arranged at correspondingpositions in the two or more updated DNNs are each determined to have anequal number of input channels, an equal number of output channels, andan equal filter kernel size. For example, first layers in the two ormore updated DNNs may be each determined to have an equal filter kernelsize. Similarly, second layers in the two or more updated DNNs may beeach determined to have an equal filter kernel size.

Ai_codec_weights 2334 are defined for a filter kernel of each layer inan updated DNN. The ai_codec_weights 2334 is information indicatingweights included in the filter kernel. Each layer in the updated DNNincludes a number of filter kernels equal to the number of outputchannels. Thus, when a layer has two output channels, the layer includestwo filter kernels.

A size of a filter kernel is determined by the number of rows, thenumber of columns, and a depth. Thus, each filter kernel includesparameters having a number corresponding to (number of rows)×(number ofcolumns)×(depth). Because a depth of the filter kernel is equal to thenumber of input channels, each filter kernel includes a matrix ofweights having a number corresponding to (number of rows)×(number ofcolumns)×(number of input channels).

Thus, the number of weights included in all filter kernels of a layer isequal to (number of rows)×(number of columns)×(number of inputchannels)×(number of output channels). Accordingly, for one layer, anumber of pieces of ai_codec_weights 2334 equal to (number ofrows)×(number of columns)×(number of input channels)×(number of outputchannels) may be included in the data structure 2320. For example, asshown in FIG. 13, when the number of rows and the number of columns areboth 3 and the number of input channels and the number of outputchannels are both 4, 144 (=3×3×4×4) pieces of ai_codec_weights 2334 maybe included in the data structures 2320.

A bit size of ai_codec_weights 2334 may be limited. For example, theai_codec_weights 2334 may be limited to indicate one of values −1, 0,and 1. Thus, ai_codec_weights 2334 may be represented by 1 to 2 bits.However, a range of ai_codec_weights 2334 may be determined in variousways, and is not limited hereto.

Ai_codec_bias 2336 is defined for a filter kernel of each layer in anupdated DNN. The ai_codec_bias 2336 is bias information indicating abias of a filter kernel. An output value of a filter kernel is adjustedaccording to a bias corresponding to the filter kernel. For example,when an output value of a filter kernel is 3 and a bias is 1, the outputvalue of the filter kernel is adjusted to 4 (=3+1).

A layer includes a number of filter kernels equal to the number ofoutput channels. Thus, a number of biases equal to the number of outputchannels in the layer are determined. For example, when the number ofoutput channels in the layer is two, two pieces of ai_codec_bias 2336for the layer are included in the data structure 2320.

Continuous dots shown in FIG. 23 indicate that the same data structureis repeated. Thus, continuous dots appearing below information about asecond layer of a first DNN indicates that data structures for the otherlayers of the first DNN are also the same as data structures for thefirst and second layers of the first DNN. Furthermore, continuous dotsbelow information about a second DNN (ai_codec_num_layers 2326)indicates that a data structure for the other DNNs including the secondDNN is the same as that for the first DNN.

The data structure 2320 of FIG. 23 is merely an example, and accordingto an embodiment of the disclosure, the data structure 2320 may includeDNN update information not shown in FIG. 23 but necessary forconfiguring an updated DNN. For example, input channel size informationregarding a size of a 2D data array for an input channel and outputchannel size information regarding a size of a 2D data array for anoutput channel may be included in the data structure 2320.

Furthermore, expansion information regarding expansion of a 2D dataarray for an input channel may be included in the data structure 2320.Thus, as shown in FIG. 13, according to the expansion information,zero-valued elements may be added to top, lower, left, and right sidesof the 2D data array for the input channel. Alternatively, zero-valuedelements may be added between elements in the 2D data array for theinput channel. Alternatively, interpolation elements may be addedbetween elements in the 2D data array for the input channel. Thus, thesize of the 2D data array for the input channel may increase accordingto the expansion information.

FIG. 24 illustrates the data structure 2400 including AI data related toan update of DNN setting information, according to an embodiment of thedisclosure. Like the data structure 2320 of FIG. 23, the data structure2400 is related to sub-information of ai_codec_DNN_info 2310 of FIG. 23.

In FIG. 24, a structure of an updated DNN that is determined withreference to a structure of a default DNN. Furthermore, weights and abias of a filter kernel in the updated DNN are determined according toDNN update information. In the disclosure, a structure of a DNNrepresents pieces of information about attributes of a layer, an inputchannel and an output channel and a size of a filter kernel, excludingweights and a bias of the filter kernel. For example, the number oflayers, the number of input and output channels in each of the layers,and a size of a filter kernel of each layer are included in DNN settinginformation related to the structure of the DNN.

Ai_codec_DNN_update_flag 2402 and ai_codec_num_DNN 2404 illustrated inFIG. 24 have the same functions as the ai_codec_DNN_update_flag 2322 andai_codec_num_DNN 2324 of FIG. 23, respectively.

Unlike the data structure 2320 of FIG. 23, the data structure 2400 ofFIG. 24 does not include the ai_codec_num_layers 2326,ai_codec_out_channel 2328, ai_codec_in_channel 2330 andai_codec_filter_size 2332. Instead, the structure of the updated DNN isdetermined with reference to the structure of the default DNN. Thus,ai_codec_DNN_struct_reuse(ref)_idx 2406 indicating reference DNN indexinformation may be included in the data structure 2400. The referenceDNN index information indicates default DNN setting information or videoDNN setting information that is referenced in setting updated DNNsetting information. When a current data unit is a video, the referenceDNN index information indicates one of a plurality of pieces of defaultDNN setting information. When the current data unit is a frame group,the reference DNN index information may indicate one of a plurality ofpieces of video DNN setting information. According to an embodiment ofthe disclosure, when the current data unit is a frame group, thereference DNN index information may indicate one from among a pluralityof pieces of video DNN setting information and a plurality of pieces offrame group DNN setting information for previous frame groups.

When the DNN setting information that is referenced in generating theupdated DNN setting information is determined according to theai_codec_DNN_struct_reuse(ref)_idx 2406, the number of layers, thenumber of input and output channels in each layer, and a size of afilter kernel of each layer in the updated DNN setting information aredetermined according to the number of layers, the number of input andoutput channels in each layer, and a size of a filter kernel of eachlayer, which are included in the referenced DNN setting information.Furthermore, a size of a 2D data array for an input channel and a sizeof a 2D data array for an output channel, which are included in theupdated DNN setting information, may be determined according to a sizeof a 2D data array for an input channel and a size of a 2D data arrayfor an output channel, which are included in the referenced DNN settinginformation.

Ai_codec_layer_update_flag 2408 may be included in the data structure2400. The ai_codec_layer_update_flag 2408 is a layer update flagindicating whether filter kernel parameters in a layer of the updatedDNN are identical to filter kernel parameters in a layer of the defaultDNN or a flag for indicating the need for an update with new values.Because the number of layers in the referenced DNN setting informationis equal to the number of layers in the updated DNN, a number of piecesof ai_codec_layer_update_flag 2408 equal to the number of layers in theupdated DNN are included in the data structure 2400. When theai_codec_layer_update_flag 2408 indicates that the filter kernelparameters in the layer of the updated DNN need to be updated with newvalues, ai_codec_weights 2410 indicating weights of a filter kernel inthe updated DNN and ai_codec_bias 2412 indicating a bias are included inthe data structure 2400. Thus, the weights and bias of the filter kernelin the updated DNN may be different from weights and a bias of a filterkernel in the default DNN.

When the ai_codec_layer_update_flag 2408 indicates that the filterkernel parameters in the layer of the updated DNN are identical to thefilter kernel parameters in the layer of the default DNN, theai_codec_weights 2410 and/or the ai_codec_bias 2412 may be omitted fromthe data structure 2400, and the filter kernel parameters in the layerof the updated DNN are determined to be the same as the filter kernelparameters in the layer of the default DNN.

According to an embodiment of the disclosure, filter kernel identityinformation indicating whether parameters of some filter kernels in onelayer of an updated DNN are identical to parameters of filter kernels ina layer of a default DNN may be included in the data structure 2400.When the filter kernel identity information indicates that parameters ofa filter kernel in the updated DNN are identical to parameters of afilter kernel in the default DNN, the ai_codec_weights 2410 and/or theai_codec_bias 2412 may be omitted from the data structure 2400. Thefilter kernel identity information may be respectively defined for oneor more filter kernels of a layer. Thus, when a layer includes threefilter kernels, three pieces of filter kernel identity information forthe three filter kernels may be included in the data structure 2400.

According to an embodiment of the disclosure, when the updated DNNsetting information references the default DNN setting information, theai_codec_weights 2410 may indicate a difference between a weight of afilter kernel in the default DNN and a weight of a filter kernel in theupdated DNN, the weights being arranged at the same position in thefilter kernels. For example, the ai_codec_weights 2410 for a firstweight of a first filter kernel in a first layer of the updated DNN mayindicate a difference between the first weight of the first filterkernel in the first layer of the updated DNN and a first weight of afirst filter kernel in a first layer of the default DNN.

Similarly, when the updated DNN setting information references thedefault DNN setting information, the ai_codec_bias 2412 may indicate adifference between biases at the same position respectively in thedefault DNN and the updated DNN, For example, the ai_codec_bias 2412 fora bias of a first filter kernel in a first layer of the updated DNN mayindicate a difference between the bias of the first filter kernel in thefirst layer of the updated DNN and a bias of a first filter kernel in afirst layer of the default DNN.

Continuous dots shown in FIG. 24 indicate that the same data structureis repeated. Thus, continuous dots appearing below information about asecond layer of a first DNN indicates that data structures for the otherlayers of the first DNN are also the same as data structures for thefirst and second layers of the first DNN. Furthermore, continuous dotsbelow information about a second DNN (ai_codec_DNN_struct_reuse_idx2406) indicates that a data structure for the other DNNs including thesecond DNN is the same as that for the first DNN.

FIG. 25 illustrates the data structure 2500 including AI data related toan update of DNN setting information, according to an embodiment of thedisclosure. Similar to the data structure 2320 of FIG. 23, the datastructure 2400 is related to sub-information of ai_codec_DNN_info 2310of FIG. 23.

The data structure 2500 of FIG. 25 includes default DNN reuse permissioninformation. One of the updated DNN determination method of FIG. 23 andthe updated DNN determination method of FIG. 24 is selected according tothe default DNN reuse permission information. Updated DNN settinginformation is determined according to the selected updated DNNdetermination method. Thus, in FIG. 25, the updated DNN settinginformation may be determined according to DNN update informationwithout referring to default DNN setting information, as described withreference to FIG. 23. Furthermore, in FIG. 25, the updated DNN settinginformation may be determined with reference to a structure of a defaultDNN, as described with reference to FIG. 24.

Ai_codec_DNN_update_flag 2502 and ai_codec_num_DNN 2504 of FIG. 25 havethe same functions as the ai_codec_DNN_update_flag 2322 andai_codec_num_DNN 2324 of FIG. 23, respectively.

Unlike the data structures 2320 of FIG. 23 and 2400 of FIG. 24, the datastructure 2500 of FIG. 25 includes ai_codec_DNN_struct_reuse_flag 2518that is the default DNN reuse permission information. The default DNNreuse permission information indicates whether a structure of an updatedDNN is determined with reference to the default DNN. The data structure2500 includes ai_codec_DNN_struct_reuse_flag 2518 for each piece ofupdated DNN setting information.

When the ai_codec_DNN_struct_reuse_flag 2518 indicates that the updatedDNN setting information references the structure of the default DNN(Yes), the updated DNN setting information is determined with referenceto the structure of the default DNN, as described with reference to FIG.24. Accordingly, characteristics of the data structure 2400 describedwith reference to FIG. 24 may be applied to the data structure 2500 ofFIG. 25.

Thus, default DNN setting information, video DNN setting information, orframe group DNN setting information for a previous frame group, which isreferenced by the updated DNN setting information, may be determinedaccording to ai_codec_DNN_struct_reuse_idx 2520. Furthermore, it may bedetermined according to ai_codec_layer_update_flag 2522 whether a layerof the updated DNN is the same as a layer of the default DNN. Then,weights and a bias of a filter kernel may be respectively determinedaccording to ai_codec_weights 2524 and ai_codec_bias 2526.

When the ai_codec_DNN_struct_reuse_flag 2518 indicates that the updatedDNN setting information does not reference the structure of the defaultDNN (i.e., ai_codec_DNN_struct_reuse_flag=No), the updated DNN settinginformation is determined without being referenced to the structure ofthe default DNN, as described with reference to FIG. 23. Thus,characteristics of the data structure 2320 described with reference toFIG. 23 may be applied to the data structure 2500 of FIG. 25.

Accordingly, ai_codec_num_layers 2506, ai_codec_out_channel 2508,ai_codec_in_channel 2510, and ai_codec_filter_size 2512 are included inthe data structure 2500. Thus, the number of layers in the updated DNN,the number of output and input channels in each of the layers, and asize of a filter kernel of each layer are respectively determinedaccording to ai_codec_num_layers 2506, ai_codec_out_channel 2508,ai_codec_in_channel 2510, and ai_codec_filter_size 2512. Furthermore,weights and a bias of a filter kernel are respectively determinedaccording to ai_codec_weights 2514 and ai_codec_bias 2516.

Continuous dots shown in FIG. 25 indicate that the same data structureis repeated. Thus, continuous dots appearing below information about asecond layer of a first DNN indicates that data structures for the otherlayers of the first DNN are also the same as data structures for thefirst and second layers of the first DNN. Furthermore, continuous dotsbelow information about a second DNN (ai_codec_DNN_struct_reuse_flag2518) indicates that data structures for the other DNNs including thesecond DNN are the same as that of the first DNN.

FIG. 26 illustrates an AI codec high-level syntax 2600 in which the datastructure including AI data related to an update of DNN settinginformation is implemented, according to an embodiment of thedisclosure. The AI codec high-level syntax 2600 represents a high-levelsyntax in which a data structure for AI data is implemented. Ahigh-level syntax refers to a syntax including parameters commonlyapplied in encoding of a particular data unit. For example, thehigh-level syntax includes a video parameter set applied to a video, aframe group parameter set applied to a frame group, a frame parameterset applied to a frame, etc.

A syntax describes a data structure in a bitstream represented byconsecutive bits. Thus, the bitstream is interpreted according to thedata structure described by a syntax. The AI codec high-level syntax2600 of FIG. 26 may be applied to a video or a frame group.

According to an embodiment of the disclosure, the AI codec high-levelsyntax 2600 of FIG. 26 may be implemented in the form of an SEI message.The SEI message is a set of supplementary information related to a videoand is transmitted separately from encoded data for images. The SEImessage in which the AI codec high-level syntax 2600 of FIG. 26 isimplemented is transmitted for a frame group.

The order of acquisition of syntax elements related to an update of DNNsetting information and conditions for the acquisition of the syntaxelements are described at the left side of a table of FIG. 26.Furthermore, the right side of the table of FIG. 26 shows how syntaxelements related to an update of DNN setting information are extractedfrom a bitstream. Here, u(n) indicates that the corresponding syntaxelement has a size of n bits, where n is a positive integer. ue(v)indicates that the corresponding syntax element is encoded by anexponential Golomb encoding scheme.

As shown on the left side of the table of FIG. 26, the AI codechigh-level syntax 2600 starts with ai_codec_info that is AI targetinformation indicating whether AI up-scaling is applied to a currentdata unit. The ai_codec_info is a syntax element with a size of 1 bit,and when the ai_codec_info indicates 0, the AI codec high-level syntax2600 ends.

When the ai_codec_info indicates 1, the AI codec high-level syntax 2600includes ai_codec_DNN_update_flag that is DNN update permissioninformation. In the table of FIG. 26, the ai_codec_DNN_update_flag is asyntax element having a size of 1 bit. When the ai_codec_DNN_update_flagindicates “0”, the AI codec high-level syntax 2600 includesai_codec_DNN_index indicating one of default DNN setting information andvideo DNN setting information. Furthermore, DNN setting information forthe current data unit is determined according to the ai_codec_DNN_index.

When the ai_codec_DNN_update_flag indicates “1”, the AI codec high-levelsyntax 2600 includes ai_codec_num_DNN which is DNN number information.The ai_codec_num_DNN is a syntax element having a size of 8 bits. Thenumber of pieces of updated DNN setting information according toai_codec_num_DNN may be within a range of 1 to 256. However, accordingto an embodiment of the disclosure, a bit size of ai_codec_num_DNN maybe changed differently. According to an embodiment of the disclosure,when only one piece of updated DNN setting information is required, theai_codec_num_DNN may be omitted from the AI codec high-level syntax2600.

The AI codec high-level syntax 2600 includes a number of pieces ofai_codec_network_struct_reuse_flag[i], which is DNN reuse permissioninformation, the number being equal to the number of updated DNNsindicated by ai_codec_num_DNN (e.g., for (i=0; i<ai_codec_num_DNN,i++)). For example, when the ai_codec_num_DNN indicates 4, the AI codechigh-level syntax 2600 may include ai_codec_network_struct_reuse_flag[0], ai_codec_network_struct_reuse_flag [1],ai_codec_network_struct_reuse_flag [2], andai_codec_network_struct_reuse_flag [3]. Theai_codec_network_struct_reuse_flag[i] is a syntax element with a size of1 bit.

When the ai_codec_network_struct_reuse_flag[i] indicates 1, the AI codechigh-level syntax 2600 includes ai_codec_network_struct_reuse_idx[i]that is reference DNN index information. Theai_codec_network_struct_reuse_idx[i] is a syntax element having a sizeof 8 bits. A structure of an updated DNN is determined according todefault DNN setting information indicated byai_codec_network_struct_reuse_idx[i]. For example, the number of layersin an updated DNN (ai_codec_num_layers[i]), the number of input channelsin each of the layers (ai_codec_in_channel[i][j]), the number of outputchannels in each layer (ai_codec_out_channel[i][j]), a size of a filterkernel in each layer (ai_codec_filter_width[i][j] andai_codec_filter_height[i][j]), etc. may be determined according to thedefault DNN setting information to be referenced. Furthermore, a size ofa 2D data array for an input channel and a size of a 2D data array foran output channel in the updated DNN may be determined according to astructure of the default DNN to be referenced.

According to an embodiment of the disclosure, unlike in FIG. 26, the AIcodec high-level syntax 2600 may not includeai_codec_network_struct_reuse_idx[i]. Default DNN setting information tobe referenced in setting updated DNN setting information may bedetermined according to an identification number assigned to an updatedDNN. For example, when a first updated DNN has the same identificationnumber as a first default DNN, first updated DNN setting information maybe determined by referring to first default DNN setting information.Similarly, when a second updated DNN has the same identification numberas a second default DNN, second updated DNN setting information may bedetermined by referring to second default DNN setting information.

A number of pieces of ai_codec_bias[i][j][k] indicating bias informationof a current layer may be obtained, wherein the number is equal to thenumber of output channels indicated by ai_codec_out_channel[i][j] (for(k=0; k<ai_codec_out_channel[i][j]; k++)). In the AI codec high-levelsyntax 2600 of FIG. 26, the ai_codec_bias[i][j][k] is encoded by theexponential Golomb encoding scheme.

A number of pieces of ai_codec_weights[i][j][k][l][m] indicating weightinformation regarding parameters of filter kernels in the current layermay be obtained, wherein the number is equal to a number correspondingto a product obtained by multiplying the number of output channelsindicated by ai_codec_out_channel[i][j], the number of input channelsindicated by ai_codec_in_channel[i][j], and a size of a filter kernelindicated by ai_codec_filter_width[i][j]*ai_codec_filter_height[i][j](for (k=0; k<ai_codec_out_channel[i][j]; k++) {for (l=0;l<ai_codec_in_channel[i][j]; l++) {for (m=0m<ai_codec_filter_width[i][j]*ai_codec_filter_height[i][j]; m++)}}). Inthe AI codec high-level syntax 2600 of FIG. 26, theai_codec_weights[i][j][k][l][m] is encoded by the exponential Golombencoding scheme.

According to an embodiment of the disclosure, ai_codec_weights[i][j][k][l][m] may indicate a difference between a weight in thedefault DNN and a weight in the updated DNN. Furthermore,ai_codec_bias[i][j][k] may indicate a difference between a bias in thedefault DNN and a bias in the updated DNN.

When ai_codec_network_struct_reuse_flag[i] indicates “0”, the AI codechigh-level syntax 2600 includes a number of pieces ofai_codec_num_layers[i] that is layer number information, wherein thenumber is equal to the number of updated DNNs according toai_codec_num_DNN (for (i=0; i<ai_codec_num_DNN; i++)). For example, whenthe ai_codec_num_DNN indicates 4, the AI codec high-level syntax 2600may include al_codec_num_layers [0], ai_codec_num_layers[1],ai_codec_num_layers[2], and ai_codec_num_layers[3].

The ai_codec_num_layers[i] is a syntax element with a size of 8 bits.Thus, the number of layers according to ai_codec_num_layers [i] may bedetermined within a range of 1 to 256 (i.e., 2 ⁸=256). However,according to an embodiment of the disclosure, a bit size ofai_codec_num_layers[i] may be changed differently.

A number of pieces of ai_codec_layer_update_flag are included in the AIcodec high-level syntax 2600, wherein the number is equal to the numberof layers according to ai_codec_num_layers[i] (for (j=0;j<ai_codec_num_layers[i]; j++)). The ai_codec_layer_update_flag is asyntax element with a size of 1 bit and may include layer updateinformation indicating whether the current layer is updated. When theai_codec_layer_update_flag indicates “0”, DNN setting information of adefault layer, which is stored in the AI up-scaler 234, is applied tothe current layer. When ai_codec_layer_update_flag indicates “1”,ai_codec_in_channel[i][j] (that is, input channel information),ai_codec_out_channel[i][j] (that is, output channel information),ai_codec_filter_width [i][j] and ai_codec_filter_height[i][j] (which arefilter kernel size information) are included in the high-level syntax2600. Although FIG. 26 shows that the ai_codec_layer_update_flag isincluded in the AI codec high-level syntax 2600, according to anembodiment of the disclosure, the ai_codec_layer_update_flag may not beincluded in the AI codec high-level syntax 2600. When theai_codec_layer_update_flag is not included in the AI codec high-levelsyntax 2600, the ai_codec_in_channel[i][j], ai_codec_out_channel[i][j],ai_codec_filter_width[i][j] and ai_codec_filter_height[i][j] may beconfigured to be included in the AI codec high-level syntax withoutdecoding the layer update information.

The ai_codec_in_channel[i][j], ai_codec_out_channel[i][j],ai_codec_filter_width[i][j] and ai_codec_filter_height[i][j] are syntaxelements, each having a size of 8 bits. Thus, values respectivelyindicated by ai_codec_in_channel [i][j], ai_codec_out_channel[i][j],ai_codec_filter_width[i][j], and ai_codec_filter_height[i][j] may bedetermined within a range of 1 to 256. However, according to anembodiment of the disclosure, bit sizes of ai_codec_in_channel[i][j],ai_codec_out_channel[i][j], ai_codec_filter_width[i][j], andai_codec_filter_height[i][j] may be changed differently.

Furthermore, the AI codec high-level syntax includes ai_codec_weights[i][j][k][l][m] indicating weights of parameters included in the filterkernels whose values are determined and ai_codec_bias[i] [j][k]indicating biases for adjusting outputs of the filter kernels.

The AI codec high-level syntax 2600 of FIG. 26 may be divided into afirst syntax 2610, a second syntax 2620, and a third syntax 2630. Thefirst syntax 2610 includes ai_codec_DNN_update_flag, ai_codec_num_DNN,and ai_codec_DNN_struct_reuse_flag [i]. A method of determining updatedDNN setting information is determined according toai_codec_DNN_struct_reuse_flag [i]. When ai_codec_DNN_struct_reuse_flag[i] indicates “1”, updated DNN setting information is determinedaccording to a syntax element of the second syntax 2620. Whenai_codec_DNN_struct_reuse_flag [i] indicates “0”, updated DNN settinginformation is determined according to a syntax element of the thirdsyntax 2630.

By setting ai_codec_DNN_struct_reuse_flag[i] of the first syntax 2610 toalways indicate “1” and excluding the third syntax 2630, the datastructure 2400 of FIG. 24 may be implemented from the AI codechigh-level syntax 2600 of FIG. 26. Furthermore, by setting theai_codec_DNN_struct_reuse_flag[i] of the first syntax 2610 to alwaysindicate “0” and excluding the second syntax 2620, the data structure2320 of FIG. 23 may be implemented from the AI codec high-level syntax2600 of FIG. 26.

The AI codec high-level syntax 2600 of FIG. 26 is merely an example, andaccording to an embodiment of the disclosure, some of the syntaxelements of FIG. 26 may be excluded from the AI codec high-level syntax2600, or a syntax not shown in FIG. 26 may be included in the AI codechigh-level syntax 2600. Furthermore, algorithms illustrated in FIGS. 23through 25 may be implemented in different ways in the AI codechigh-level syntax 2600 of FIG. 26.

FIG. 27 illustrates a data structure 2700 including AI data related toan update of DNN setting information for a frame group or frame,according to an embodiment of the disclosure. The AI data according tothe data structure 2700 may be included in a frame group parameter setor a frame parameter set. Alternatively, the AI data according to thedata structure 2700 may not be included in the frame group parameter setor frame parameter set, but may be separately included in a frame groupheader or frame header. Alternatively, the AI data according to the datastructure 2700 may be transmitted separately from image data. The AIdata according to the data structure 2700 may also be synchronized withthe image data and applied to a frame group or a frame.

The characteristics for determining frame group DNN setting informationoptimized for each of the frame groups in operations 2008 through 2012of FIG. 20 and operations 2108 through 2118 of FIG. 21 may beimplemented to the data structure 2700 of FIG. 27. Furthermore, thecharacteristics for determining DNN setting information optimized foreach of the frames in operations 2204 through 2208 of FIG. 22 may beapplied to the data structure 2700 of FIG. 27.

Referring to FIG. 27, ai_codec_info 2702 is AI target informationindicating whether AI up-scaling is applied to a current data unit. Whenthe ai_codec_info 2702 indicates that AI up-scaling is not applied tothe current data unit, AI up-scaling for the current data unit is notperformed.

When the ai_codec_info 2702 indicates that AI up-scaling is applied tothe current data unit, the data structure 2700 includesdependent_ai_condition_info 2704 that is AI auxiliary data dependencyinformation indicating whether AI auxiliary data for a preceding dataunit is applied to the current data unit. When thedependent_ai_condition_info 2704 indicates that the AI auxiliary datafor the preceding data unit is applied to the current data unit, DNNsetting information for the current data unit is not updated. When thedependent_ai_condition_info 2704 indicates that the AI auxiliary data ofthe immediately preceding data unit is not applied to the current dataunit, ai_codec_DNN_index 2706 that is DNN index information is includedin the data structure 2700.

The ai_codec_DNN_index 2706 indicates DNN setting information applied tothe current data unit from among a plurality of pieces of candidate DNNsetting information. For example, when the current data unit is a framegroup, the ai_codec_DNN_index 2706 may indicate DNN setting informationapplied to a current frame group from among a plurality of pieces ofvideo DNN setting information. Alternatively, when the current data unitis a frame group, the ai_codec_DNN_index 2706 may indicate DNN settinginformation applied to the current frame group from among one or morepieces of video DNN setting information and one or more pieces of framegroup DNN setting information fora previous frame group. Alternatively,when the current data unit is a frame, the ai_codec_DNN_index 2706 mayindicate DNN setting information applied to a current frame from amongone or more pieces of frame group DNN setting information and one ormore pieces of frame DNN setting information for a previous frame. Whenone piece of candidate DNN setting information exists, theai_codec_DNN_index 2706 may be omitted from the data structure 2700.

The data structure 2700 includes ai_codec_DNN_update_flag 2708 that isDNN update permission information. While the DNN update permissioninformation described with reference to FIGS. 22 through 24 indicateswhether a plurality of DNNs are updated, DNN update permissioninformation illustrated in FIG. 27 indicates whether DNN settinginformation of a higher-level DNN, which is indicated by theai_codec_DNN_index 2706, is updated.

When the ai_codec_DNN_update_flag 2708 indicates that the DNN settinginformation of the higher-level DNN is not updated, DNN updateinformation is not included in the data structure 2700. Accordingly, asecond image in a frame may be AI up-scaled according to the DNN settinginformation of the higher-level DNN, which is indicated by theai_codec_DNN_index 2706. When the ai_codec_DNN_update_flag 2708indicates that the DNN setting information is updated, the second imagein the frame may be AI up-scaled according to the updated DNN settinginformation determined from the DNN update information.

A structure of an updated DNN is determined with reference to the DNNsetting information of the higher-level DNN. Thus, the number of layersin the updated DNN, the number of input channels, the number of outputchannels, a size of a filter kernel, etc. are determined according tothe DNN setting information of the higher-level DNN.

Ai_codec_layer_update_flag 2710 may be included in the data structure2700. The ai_codec_layer_update_flag 2710 is a layer update flagindicating whether a layer of the updated DNN needs to be updated with anew value without being referenced to a layer of the higher-level DNN. Anumber of pieces of ai_codec_layer_update_flag 2710 is included in thedata structure 2700, wherein the number is equal to the number of layersin the updated DNN.

When the ai_codec_layer_update_flag 2710 indicates that the layer of theupdated DNN directly refers to the layer of the higher-level DNN, thelayer of the updated DNN is determined to be the same as the layer ofthe higher-level DNN. When ai_codec_layer_update_flag 2710 indicatesthat the layer of the updated DNN is updated with a new value withoutreferencing the layer of the higher-level DNN, parameters of a filterkernel in the layer of the updated DNN are determined differently fromthose of a filter kernel in the layer of the higher-level DNN.

Weights and a bias of the filter kernel in the updated DNN aredetermined according to ai_codec_weights 2712 that is weight informationand ai_codec_bias 2714 that is bias information.

According to an embodiment of the disclosure, filter kernel identityinformation indicating whether the parameters of the filter kernel inthe updated DNN are identical to the parameters of the filter kernel inthe higher-level DNN may be included in the data structure 2700. Whenthe filter kernel identity information indicates that the parameters ofthe filter kernel in the updated DNN are identical to those of thefilter kernels in the higher-level DNN, the ai_codec_weights 2712 andthe ai_codec_bias 2714 may be omitted from the data structure 2700.

According to an embodiment of the disclosure, the ai_codec_weights 2712may indicate a difference between a weight of the filter kernel in thehigher-level DNN and a weight of the filter kernel in the updated DNN,where the weights may be arranged at the same position in each of thefilter kernels. Similarly, the ai_codec_bias 2714 may indicate adifference between biases at the same position respectively in thehigher-level DNN and the updated DNN.

Continuous dots shown in FIG. 27 indicate that the same data structuremay be repeated. Thus, continuous dots below the information about thesecond layer indicates that data structures for the other layers mayalso be the same as the data structures for the first and second layers.

FIG. 28 illustrates an AI codec high-level syntax 2800 in which the datastructure 2700 of FIG. 27 including the AI data related to an update ofDNN setting information is implemented, according to an embodiment ofthe disclosure. The AI codec high-level syntax 2800 of FIG. 28 may beapplied to a frame group or frame.

The order of acquisition of syntax elements related to an update of DNNsetting information and conditions for the acquisition of the syntaxelements are described at the left side of a table of FIG. 28.Furthermore, the right side of the table of FIG. 28 shows how syntaxelements related to the update of DNN setting information are extractedfrom a bitstream.

As shown on the left side of the table of FIG. 28, the AI codechigh-level syntax 2800 includes ai_codec_info that is AI targetinformation indicating whether AI up-scaling is applied to a currentdata unit. The ai_codec_info is a syntax element with a size of 1 bit,and when the ai_codec_info indicates “0”, the AI codec high-level syntax2800 ends.

When the ai_codec_info indicates “1”, the AI codec high-level syntax2800 includes dependent_ai_condition_info that is AI auxiliary datadependency information indicating whether AI auxiliary data for apreceding data unit is applied to the current data unit. Thedependent_ai_condition_info is a syntax element having a size of 1 bit.When the dependent_ai_condition_info indicates “1”, the AI codechigh-level syntax 2800 ends.

When the dependent_ai_condition_info indicates “0”, the AI codechigh-level syntax 2800 includes ai_codec_DNN_index that is DNN indexinformation. The ai_codec_DNN_index represents a syntax element encodedby an exponential Golomb encoding scheme.

The AI codec high-level syntax 2800 includes ai_codec_DNN_update_flagwhich is DNN update permission information. The ai_codec_DNN_update_flagrepresents a syntax element having a size of 1 bit. When theai_codec_DNN_update_flag indicates “0”, frame DNN setting information isdetermined with reference to higher-level DNN setting informationindicated by the ai_codec_DNN_index.

When ai_codec_DNN_update_flag indicates “1”, ai_codec_bias [i][j][k]that is bias information and ai_codec_weights[i][j][k][l][m] that isweight information are included in the AI codec high-level syntax 2800.According to an embodiment of the disclosure,ai_codec_weights[i][j][k][l][m] may indicate a difference between aweight of a filter kernel in a higher-level DNN and a weight of a filterkernel in an updated DNN, the weights being arranged at the sameposition in the filter kernels. Similarly, ai_codec_bias[i][j][k] mayindicate a difference between biases at the same position respectivelyin the higher-level DNN and the updated DNN.

Furthermore, the AI codec high-level syntax 2800 may include filterkernel identity information indicating whether parameters of a filterkernel in the updated DNN are identical to parameters of a filter kernelin the higher-level DNN. When the filter kernel identity informationindicates that the parameters of the filter kernel in the updated DNNare identical to those of the filter kernel in the higher-level DNN, theai_codec_weights[i][j][k][l][m] and/or the ai_codec_bias[i][j][k] may beomitted from the AI codec high-level syntax 2800.

The AI codec high-level syntax 2800 of FIG. 28 is merely an example, andaccording to an embodiment of the disclosure, some of the syntaxelements of FIG. 28 may be excluded from the AI codec high-level syntax2800, or a syntax not shown in FIG. 28 may be included to the AI codechigh-level syntax 2800. Furthermore, an algorithm illustrated in FIG. 27may be implemented in different ways in the AI codec high-level syntax2800 of FIG. 28.

The AI codec high-level syntax 2800 of FIG. 28 may be implemented in theform of an SEI message. The SEI message in which the AI codec high-levelsyntax 2800 of FIG. 28 is implemented is transmitted for a frame.

According to an embodiment of the disclosure, the ai_codec_info and thedependent_ai_condition_info illustrated in FIG. 28 may be included in asyntax other than the AI codec high-level syntax 2800. In this case, theAI codec high-level syntax 2800 may be set to be activated when theai_codec_info and the dependent_ai_condition_info included in the othersyntax both indicate “0”.

FIG. 29 is a flowchart of an image decoding method performed by an AIdecoding apparatus, according to an embodiment of the disclosure.

DNN update permission information indicating whether one or more piecesof DNN setting information are updated is obtained (operation 2910).

When the DNN update permission information indicates that the one ormore pieces of DNN setting information are updated, DNN updateinformation for determining one or more pieces of updated DNN settinginformation is obtained (operation 2920).

When the DNN update permission information indicates that the one ormore pieces of DNN setting information are not updated, DNN updateinformation is not obtained. Thus, a third image may be generated byperforming AI up-scaling on a second image according to one or morepieces of default DNN setting information.

According to an embodiment of the disclosure, the DNN update informationmay include DNN number information indicating the number of one or morepieces of updated DNN setting information. Furthermore, the DNN updateinformation may include at least one of layer number informationindicating the number of layers included in a DNN, input channelinformation indicating the number of input channels in a layer, outputchannel information indicating the number of output channels in thelayer, filter kernel size information indicating a size of a filterkernel of the layer, weight information indicating weights of the filterkernel, or bias information indicating a bias for adjusting an output ofthe filter kernel.

According to an embodiment of the disclosure, the DNN update informationmay include default DNN reuse permission information indicating whetherinformation about a structure of a default DNN is reused for updated DNNsetting information. When the default DNN reuse permission informationindicates that the information about the structure of the default DNN isto be reused for the updated DNN setting information, the DNN updateinformation may include reference DNN index information indicating anindex of the default DNN. Furthermore, the DNN update information mayinclude at least one of weight information indicating weights of afilter kernel or bias information indicating a bias for adjusting anoutput of the filter kernel. The weight information may include adifference between weights respectively in the default DNN and anupdated DNN, and the bias information may indicate a difference betweenbiases respectively in the default DNN and the updated DNN.

One or more pieces of updated DNN setting information are obtainedaccording to the DNN update information (operation 2930).

According to an embodiment of the disclosure, the number of pieces ofupdated DNN setting information is determined from DNN numberinformation.

According to an embodiment of the disclosure, when the default DNN reusepermission information indicates that the information about thestructure of the default DNN is reused for the updated DNN settinginformation, one or more pieces of updated DNN setting information maybe determined according to the information about the structure of thedefault DNN indicated by reference DNN index information and the DNNupdate information. For example, the number of layers, the number ofinput channels in each layer, the number of output channels in eachlayer, and a size of a filter kernel of each layer in the updated DNNsetting information may be determined according to the number of layersin the default DNN indicated by the reference DNN index information, thenumber of input channels in each of the layers, the number of outputchannels in each layer, and a size of a filter kernel of each layer.Furthermore, weights and a bias of the filter kernel in the updated DNNsetting information may be determined from the DNN update information.

According to an embodiment of the disclosure, operations 2910 through2930 may be performed for a frame group including a plurality of frames.Alternatively, operations 2910 through 2930 may be performed fora video.

A third image is obtained by performing AI up-scaling on the secondimage according to the one or more pieces of updated DNN settinginformation (operation 2940).

According to an embodiment of the disclosure, operation 2940 may beperformed for a frame. According to DNN index information obtained forthe frame, updated DNN setting information for the frame may bedetermined from among the one or more pieces of updated DNN settinginformation. In addition, a third image in the frame may be obtained byperforming AI up-scaling on a second image in the frame according to theupdated DNN setting information.

According to an embodiment of the disclosure, secondary DNN updatepermission information may be obtained, which indicates whether asecondary update of the updated DNN setting information determined forthe frame is to be performed. When the secondary DNN update permissioninformation indicates the secondary update of the updated DNN settinginformation, secondary DNN update information may be obtained.Furthermore, a third image in the frame may be obtained by performing AIup-scaling on a second image in the frame according to secondary updatedDNN setting information determined from the secondary DNN updateinformation.

According to an embodiment of the disclosure, determination of the oneor more pieces of updated DNN setting information according tooperations 2910 through 2930 may be omitted. Instead, one or more piecesof default DNN setting information optimized for a video or frame groupmay be obtained.

The image decoding method 2900 illustrated in FIG. 29 is merely anexample, and the embodiments associated with updating of DNN settinginformation described with reference to FIGS. 14 through 28 may beapplied to the image decoding method 2900 of FIG. 29.

FIG. 30 is a block diagram of a configuration of an image decodingapparatus 3000 according to an embodiment of the disclosure.

The image decoding apparatus 3000 may include a communicator 3010, aprocessor 3020, and a memory 3030.

The communicator 3010 may receive AI data and image data from anexternal device (e.g., a server) according to control by the processor3020.

The processor 3020 may control all operations of the image decodingapparatus 3000. According to an embodiment of the disclosure, theprocessor 3020 may execute one or more programs stored in the memory3030. The processor 3020 may also perform the functions of the firstdecoder 1732 and the AI up-scaler 1734 (shown in FIG. 17). The processor3020 may be include one or more processors.

According to an embodiment of the disclosure, the processor 3020 mayinclude a graphics processor 3022 and an AI dedicated processor 3024.Furthermore, the processor 3020 may be implemented in the form of asystem on chip (SoC) incorporating at least one of the graphicsprocessor 3022 or the AI dedicated processor 3024. The processor 3022controls all operations of the image decoding apparatus 3000 and flow ofsignals between the internal components of the image decoding apparatus3000 and processes data.

The graphics processor 3022 is a processor with a design specialized fordecoding and post-processing images. Thus, the graphics processor 3022may perform calculations needed to process image data received throughthe communicator 3010 or retrieved from the memory of the image decodingapparatus 3000. Accordingly, low-resolution image reconstructionfunction of the first decoder 1732 may be efficiently performed by thegraphics processor 3022. The AI dedicated processor 3024 is a processorwith a design specialized for AI computation. Thus, the AI dedicatedprocessor 3024 may efficiently perform calculations necessary for the AIup-scaler 1734 to perform the function of AI up-scaling a low-resolutionimage. Specifically, the AI dedicated processor 3024 may performcalculations necessary for the DNN controller 1736 to update a DNN anddetermine DNN setting information. In addition, the AI dedicatedprocessor 3024 may perform calculations necessary for the imageprocessor 1738 to AI up-scale a low-resolution image.

The image data and AI data input to the image decoding apparatus 3000via the communicator 3010 are processed by the processor 3020. Thegraphics processor 3022 may decode the image data to generate alow-resolution image. The AI dedicated processor 3024 may then performAI-upscaling on the low-resolution image generated by the graphicsprocessor 3022. Accordingly, the AI dedicated processor 3024 maygenerate a high-resolution image by AI-upscaling the low-resolutionimage. Furthermore, an up-scaling DNN necessary for AI up-scaling may beset by the AI dedicated processor 3024.

Although it has been described that the processor 3020 includes onegraphics processor 3022, according to an embodiment of the disclosure,the processor 3020 may include two or more graphics processors 3022.Furthermore, although it has been described that the processor 3020includes one AI dedicated processor 3024, according to an embodiment ofthe disclosure, the processor 3020 may include two or more AI dedicatedprocessors 3024. In addition, the processor 3020 may include one or moregeneral-purpose processors. Additional processes required for AIup-scaling may be performed according to control by the one or moregeneral-purpose processor. The AI dedicated processor 3024 may beimplemented as a hardware field programmable gate array (FPGA).

According to an embodiment of the disclosure, the memory 3030 may storevarious data, programs, or applications for driving and controlling theimage decoding apparatus 3000. A program stored in the memory 3030 mayinclude one or more instructions. Furthermore, a program (one or moreinstructions) or an application stored in the memory 3030 may beexecuted by the processor 3020. The memory 3030 may store dataoriginating from the communicator 3010 and the processor 3020.Furthermore, the memory 3030 may transmit data requested by theprocessor 3020 to the processor 3020.

According to an embodiment of the disclosure, the image decodingapparatus 3000 may perform at least one from among the functions of theAI decoding apparatus 200 described with reference to FIG. 2 andoperations of the image decoding method described with reference to FIG.29.

The image decoding method 2900 of FIG. 29 may be implemented by theimage decoding apparatus 3000 of FIG. 30. Technical characteristicsassociated with updating of DNN setting information described withreference to FIGS. 17 through 28 may be applied to the image decodingmethod 2900 of FIG. 29 performed by the image decoding apparatus 3000 ofFIG. 30.

The image decoding method 2900 of FIG. 29 performed by the imagedecoding apparatus 3000 of FIG. 30, according to various embodiments ofthe disclosure, may be written as a program executable on a computer.Furthermore, the data structures 2320, 2400, 2500, 2600, 2700, and 2800described with reference to FIGS. 23 through 28 may be interpreted bythe image decoding apparatus 3000, and accordingly, DNN settinginformation used for AI up-scaling may be determined.

In addition, the embodiments of the disclosure described above may bewritten as computer-executable programs or instructions that may bestored in a storage medium.

The storage medium may continuously store the computer-executableprograms or instructions, or temporarily store the computer-executableprograms or instructions for execution or downloading. Also, the storagemedium may be any one of various recording media or storage media inwhich a single piece or plurality of pieces of hardware are combined,and the storage medium is not limited to a medium directly connected toa computer system, but may be distributed on a network. Here, thestorage medium may include one or more computer-readable storage mediumthat refers to any type of physical memory on which information or datareadable by a processor may be stored. The term “computer-readablemedium” should be understood to include tangible items and excludecarrier waves and transient signals, i.e., non-transitory. Examples ofthe storage medium include magnetic media, such as a hard disk, a floppydisk, and a magnetic tape, optical recording media, such as CD-ROM andDVD, magneto-optical media such as a floptical disk, and ROM, RAM, and aflash memory, which are configured to store program instructions. Otherexamples of the medium include recording media and storage media managedby application stores distributing applications or by websites, servers,and the like supplying or distributing other various types of software.

Furthermore, a model related to the DNN described above may beimplemented via a software module. When the DNN model is implemented viaa software module (for example, a program module includinginstructions), the DNN model may be stored in a computer-readablerecording medium.

Also, the DNN model may be a part of the AI decoding apparatus 200 or AIencoding apparatus 600 described above by being integrated in a form ofa hardware chip. For example, the DNN model may be manufactured in aform of an dedicated hardware chip for AI, or may be manufactured as apart of an existing general-purpose processor (for example, CPU orapplication processor) or a graphic-dedicated processor (for exampleGPU).

Also, the DNN model may be provided in a form of downloadable software.A computer program product may include a product (for example, adownloadable application) in a form of a software program electronicallydistributed through a manufacturer or an electronic market. Forelectronic distribution, at least a part of the software program may bestored in a storage medium or may be temporarily generated. In thiscase, the storage medium may be a server of the manufacturer orelectronic market, or a storage medium of a relay server.

According to the embodiments of the disclosure, a method of decoding animage by using updated DNN setting information used for image up-scalingis provided. A quality of an up-scaled image may be improved by using aDNN configured according to DNN setting information optimized for animage.

While one or more embodiments of the disclosure have been shown anddescribed above, it will be understood by those of ordinary skill in theart that various changes in form and details may be made therein withoutdeparting from the spirit and scope as defined by the following claims.

What is claimed is:
 1. An image decoding method comprising: obtainingdeep neural network (DNN) update permission information indicatingwhether one or more pieces of DNN setting information are updated; basedon the DNN update permission information indicating that the one or morepieces of the DNN setting information are updated, obtaining DNN updateinformation necessary for determining one or more pieces of the DNNsetting information that are updated; determining the one or more piecesof the updated DNN setting information according to the DNN updateinformation; and obtaining a third image by performing artificialintelligence (AI) up-scaling on a second image according to the one ormore pieces of the updated DNN setting information.
 2. The imagedecoding method of claim 1, further comprising, based on the DNN updatepermission information indicating that the one or more pieces of DNNsetting information are not updated, obtaining the third image byperforming the AI up-scaling on the second image according to one ormore pieces of default DNN setting information.
 3. The image decodingmethod of claim 1, wherein the DNN update information comprises DNNnumber information indicating a number of the one or more pieces of theupdated DNN setting information, and wherein the determining the one ormore pieces of the updated DNN setting information comprises determiningwhether the number of the one or more pieces of the updated DNN settinginformation matches the number of the one or more pieces of the updatedDNN setting information indicated by the DNN number information.
 4. Theimage decoding method of claim 1, wherein the DNN update informationfurther comprises at least one of layer number information indicating anumber of layers included in a DNN, input channel information indicatinga number of input channels in each of the layers, output channelinformation indicating a number of output channels in each layer, filterkernel size information indicating a size of a filter kernel in eachlayer, weight information indicating weights of the filter kernel, orbias information indicating a bias for adjusting an output of the filterkernel.
 5. The image decoding method of claim 1, wherein the obtainingthe DNN update information comprises: obtaining default DNN reusepermission information indicating whether a structure of a default DNNis reused for the updated DNN setting information; and based on thedefault DNN reuse permission information indicating that the structureof the default DNN is reused for the updated DNN setting information,obtaining reference DNN index information indicating an index of thedefault DNN of which information is reused, and wherein the determiningthe one or more pieces of the updated DNN setting information comprises,based on the default DNN reuse permission information indicating thatthe structure of the default DNN is reused for the updated DNN settinginformation, determining the one or more pieces of the updated DNNsetting information according to the structure of the default DNNindicated by the reference DNN index information and the DNN updateinformation.
 6. The image decoding method of claim 5, wherein thedetermining the one or more pieces of the updated DNN settinginformation further comprises determining a number of layers, a numberof input channels in each of the layers, a number of output channels ineach layer, and a size of a filter kernel of each layer according to anumber of default layers in the default DNN indicated by the referenceDNN index information, a number of default input channels in each of thedefault layers, a number of output channels in each default layer, and asize of a filter kernel of each default layer and determining, from theDNN update information, weights and a bias of the filter kernel in theupdated DNN setting information.
 7. The image decoding method of claim6, wherein the DNN update information comprises at least one of weightinformation indicating the weights of the filter kernel or biasinformation indicating the bias for adjusting an output of the filterkernel, the weight information indicates a difference between weightsrespectively in the default DNN and an updated DNN, and the biasinformation indicates a difference between biases respectively in thedefault DNN and the updated DNN.
 8. The image decoding method of claim1, wherein the obtaining the DNN update permission information, theobtaining the DNN update information, and the determining the one ormore pieces of the updated DNN setting information are performed for aframe group that is a coded video sequence including a plurality offrames, and wherein the obtaining the third image comprises:determining, for a frame in the frame group, the updated DNN settinginformation used for the frame based on the one or more pieces of theupdated DNN setting information; and obtaining the third image in theframe by performing the AI up-scaling on the second image in the frameaccording to the updated DNN setting information.
 9. The image decodingmethod of claim 1, wherein the obtaining the third image comprises:obtaining, for a frame, DNN index information indicating updated DNNsetting information used for the frame based on the one or more piecesof the updated DNN setting information; determining, according to theDNN index information, the updated DNN setting information used for theframe based on the one or more pieces of the updated DNN settinginformation; obtaining secondary DNN update permission informationindicating whether a secondary update of the updated DNN settinginformation is to be performed; based on the secondary DNN updatepermission information indicating that the secondary update of theupdated DNN setting information is to be performed, obtaining secondaryDNN update information; and obtaining the third image by performing theAI up-scaling on the second image by using secondary updated DNN settinginformation determined according to the secondary DNN updateinformation.
 10. An image decoding apparatus comprising: a memorystoring one or more instructions; and a processor configured to executethe one or more instructions stored in the memory to: obtain deep neuralnetwork (DNN) update permission information indicating whether one ormore pieces of DNN setting information are updated; based on the DNNupdate permission information indicating that the one or more pieces ofDNN setting information are updated, obtain DNN update informationnecessary for determining one or more pieces of the DNN settinginformation that are updated; determine the one or more pieces of theupdated DNN setting information according to the DNN update information;and obtain a third image by performing artificial intelligence (AI)up-scaling on a second image according to the one or more pieces of theupdated DNN setting information.
 11. A non-transitory computer-readablerecording medium in which artificial intelligence (AI) data is stored,wherein the AI data comprises deep neural network (DNN) updatepermission information indicating whether one or more pieces of DNNsetting information are updated, based on the DNN update permissioninformation indicating that the one or more pieces of the DNN settinginformation are updated, the AI data further includes DNN updateinformation necessary for determining one or more pieces of the DNNsetting information that are updated, and DNN index information thatindicates whether the updated DNN setting information used forup-scaling a second image based on the one or more pieces of the updatedDNN setting information.
 12. The non-transitory computer-readablerecording medium of claim 11, wherein the DNN update informationcomprises DNN number information indicating a number of the one or morepieces of the updated DNN setting information, and wherein the DNN indexinformation indicates whether the number of the one or more pieces ofthe updated DNN setting information matches the number of the one ormore pieces of the updated DNN setting information indicated by the DNNnumber information.
 13. The non-transitory computer-readable recordingmedium of claim 11, wherein the DNN update information furthercomprises: default DNN reuse permission information indicating whether astructure of a default DNN is reused for the updated DNN settinginformation; and when the default DNN reuse permission informationindicates that the structure of the default DNN is reused for theupdated DNN setting information, the DNN update information furtherincludes reference DNN index information indicating an index of thedefault DNN of which information is reused, and the DNN updateinformation further includes information related to an update of the DNNsetting information for which the structure of the default DNN indicatedby the reference DNN index information is not reused.
 14. Thenon-transitory computer-readable recording medium of claim 13, whereinthe DNN setting information for which the structure of the default DNNindicated by the reference DNN index information is reused comprises anumber of layers in the default DNN, a number of input channels in eachof the layers, a number of output channels in each layer, and a size ofa filter kernel of each layer, the DNN setting information for which thestructure of the default DNN indicated by the reference DNN indexinformation is not reused comprises weights and a bias of the filterkernel.
 15. The non-transitory computer-readable recording medium ofclaim 11, wherein the DNN index information is set for each of aplurality of frames in a frame group, and wherein the AI data furthercomprises: secondary DNN update permission information indicatingwhether a secondary update of the updated DNN setting informationdetermined according to the DNN index information is to be performed,and when the secondary DNN update permission information indicates thatthe secondary update of the updated DNN setting information is to beperformed, secondary DNN update information necessary for determiningsecondary updated DNN setting information used for the up-scaling of thesecond image.